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State Machine

This chapter is the canonical reference for AI-DLC's state machines, the audit-event taxonomy, and the rule that connects them — every state transition has a tool-owned emitter. A transition is recorded by its owning mutation path, never duplicated by the conductor. Keeping this chapter's tables in sync with the code is enforced by the drift test at tests/integration/t48-audit-event-emitters.test.ts. If the doc and the code disagree, t48 fails.

Three nested state machines drive AI-DLC: workflow, phase, and stage. A fourth, independent stream records session events emitted by Claude Code hooks. These four streams share the intent's audit trail (the audit/ shard dir under its record dir, <record>/ = aidlc/spaces/<active-space>/intents/<YYMMDD>-<label>/) but are owned by different code paths, so it's easiest to read them as separate concerns and remember that their timelines interleave.

North-star invariant: TypeScript owns deterministic bookkeeping; the LLM owns judgment. Every audit emission originates in a tool or hook, keeping LLM prose out of the emit path. If you're reading an MD file and see aidlc-audit.ts append <EVENT> as a prose instruction, that is a bug.

Authority binding: a query never writes, and a guard never deletes evidence. Authority binds to content and attempt, never to issuance identity or event order. The "Authority invariants" section states both rules and names what they cover.

Audit-first atomicity: tools emit their audit entries before mutating state. If audit emission fails, the tool throws before touching state — so audit.md and the state file never disagree. The "Audit-first atomicity" section near the end of this chapter spells out the failure modes, plus the two exceptions: audit-of-intent (WORKTREE_*, AUDIT_*, MERGE_DISPATCH_INVOKED) and the audit-last DocumentKB catalog events, whose artifact is derived and rebuildable.


Why three state machines

A workflow completes by passing through phases; a phase completes by passing through its in-scope stages; a stage completes when its approval gate closes. Each layer owns a distinct decision:

  • Workflow — is the overall job running, or done?
  • Phase — is this lifecycle phase in progress, verified, or skipped because the scope excluded it?
  • Stage — is the stage being worked on, waiting on the user, being revised after rejection, or complete?

Flattening them into one state field conflates those decisions. Separating them means /aidlc --status can answer "what's blocking this workflow?" in one read: workflow Running, phase Active, stage [?] → "awaiting your approval on \<stage>".


Workflow machine

stateDiagram-v2
    [*] --> Running : WORKFLOW_STARTED
    Running --> Completed : WORKFLOW_COMPLETED
    Running --> Archived : WORKFLOW_ARCHIVED
    Archived --> Running : WORKFLOW_UNARCHIVED
    Completed --> [*]

Status values: Running, Completed, Archived.

A workflow starts when the first intent is created (aidlc-utility intent-create, auto-invoked on the first /aidlc or via /aidlc-init) and ends when the last in-scope stage's approval gate closes. There is no Paused status and no Waiting for Approval status — approval is a stage-level concern, pause has no UX.

A workflow's Running state persists across Claude Code sessions. You start a workflow on Monday, stop the session, resume on Tuesday — the workflow is still Running; the session ended and a new one started.

Transition Trigger Emitter
[*] -> Running aidlc-utility intent-create tools/aidlc-utility.ts
Running -> Completed Final stage outcome reported through aidlc-orchestrate.ts report tools/aidlc-state.ts (internal emitter)
Running -> Archived aidlc-utility intent archive <name> (human decision; refused for completed intents, live Bolt worktrees, and claimed team Units) tools/aidlc-utility.ts
Archived -> Running aidlc-utility intent unarchive <name> tools/aidlc-utility.ts

Phase machine

stateDiagram-v2
    [*] --> Pending
    Pending --> Active : PHASE_STARTED
    Pending --> Skipped : PHASE_SKIPPED
    Active --> Verified : PHASE_COMPLETED + PHASE_VERIFIED
    Verified --> [*]
    Skipped --> [*]
    note right of Verified
        At a phase boundary, advance
        emits PHASE_COMPLETED +
        PHASE_VERIFIED + PHASE_STARTED
        (next phase) in one transaction.
    end note

Status values: Pending, Active, Verified, Skipped.

Phase state is tracked in the ## Phase Progress section of aidlc-state.md. Intent creation seeds the section: Initialization lands Verified (creation completes every init stage before handing off), the first post-init stage's phase lands Active, and each later phase lands Skipped when the scope leaves it without EXECUTE stages (one PHASE_SKIPPED audit row each) or Pending otherwise. Phase completion fires both PHASE_COMPLETED and PHASE_VERIFIED at the phase boundary, then PHASE_STARTED for the next one, and the rows flip in the same state write. The section is display-only: routing reads Lifecycle Phase and the Stage Progress checkboxes, and /aidlc --status recomputes its phase block live.

Transition Trigger Emitter
seed (Verified/Active/Pending/Skipped) aidlc-utility intent-create tools/aidlc-utility.ts
Active -> Verified Stage completion/skip reported through aidlc-orchestrate.ts at a phase boundary; forward aidlc-jump execute tools/aidlc-state.ts (internal emitter), tools/aidlc-jump.ts
Pending -> Active (boundary) Engine routes after a reported outcome, or aidlc-jump execute tools/aidlc-state.ts (internal emitter), tools/aidlc-jump.ts
Pending -> Skipped (jumped over) forward aidlc-jump execute past a whole phase tools/aidlc-jump.ts
Verified/Active -> Pending reset backward aidlc-jump execute (reset phases with EXECUTE stages) tools/aidlc-jump.ts
Pending <-> Skipped re-derivation aidlc-utility scope-change / recompose (not-yet-reached rows only) tools/aidlc-utility.ts

At the init→post-init hand-off, aidlc-utility intent-create itself emits PHASE_COMPLETED + PHASE_VERIFIED + PHASE_STARTED + STAGE_STARTED after the final init stage so the audit trail captures the transition instead of going silent between creation and the first advance.


Stage machine

stateDiagram-v2
    state "[ ] Pending" as Pending
    state "[-] Active" as Active
    state "[?] AwaitingApproval" as Awaiting
    state "[R] Revising" as Revising
    state "[x] Completed" as Completed
    state "[S] Skipped" as Skipped

    [*] --> Pending
    Pending --> Active : STAGE_STARTED
    Active --> Awaiting : STAGE_AWAITING_APPROVAL
    Awaiting --> Completed : GATE_APPROVED + STAGE_COMPLETED
    Awaiting --> Revising : GATE_REJECTED + STAGE_REVISING
    Revising --> Awaiting : STAGE_AWAITING_APPROVAL
    Pending --> Skipped : STAGE_SKIPPED
    Active --> Skipped : STAGE_SKIPPED
    Revising --> Skipped : STAGE_SKIPPED
    Completed --> [*]
    Skipped --> [*]

Checkbox legend (in aidlc-state.md):

Checkbox State Meaning
[ ] Pending Not started
[-] Active In progress
[?] AwaitingApproval Stage work done, gate open — user is the blocker
[R] Revising User rejected the gate — stage is being revised before re-entry
[x] Completed Approved and done
[S] Skipped Excluded by scope, skipped via jump, or cut mid-flight

[?] and [R] disambiguate two situations that would otherwise both look like [-]. On resume, [R] tells the conductor to present the prior artifact and feedback before re-entering the gate, instead of re-executing the stage from scratch.

At [?], orchestrate next first runs the present-approval-gate guard preflight. A refusal still wins. Otherwise it re-presents the current gate as run-stage with gate_only: true and gate: true, not another execution of the stage body or reviewer. The directive retains reviewer, review_artifact, and review_class when they were present. reviewer and review_artifact name whose existing review the Review brief reads. Present the brief from the recorded review file and verdict; dispatch no reviewer and request no new review. A later Review Override, including none, does not erase that brief: gate re-entry uses the paired review completion from the current attempt and the settings in effect for that review. Reviews from an earlier attempt do not create a brief for a reviewless gate. This metadata grants no approval and does not make edited content reviewed. Reviewer iteration settings and the reviewer and ensemble protocol modules are absent; a Construction policy, when present, is marked completion_only. gate_only takes precedence over generic completion-only bookkeeping and does not grant human approval. Team-owned gates retain unit and unit_gate; autonomous swarm settlement retains swarm_settled and its completion policy. The same gate-only shape survives rule-delivery continue calls. Repeating next leaves the stage unchanged and follows the normal directive republication rules.

Transition Trigger Emitter
Pending → Active Engine routes after the previous reported outcome tools/aidlc-state.ts (internal emitter)
Active → AwaitingApproval aidlc-orchestrate.ts report --stage <slug> --result awaiting-approval; reviewer-bearing stages require a fresh terminal receipt before gate opening tools/aidlc-state.ts (internal emitter)
AwaitingApproval → Completed aidlc-orchestrate.ts report --stage <slug> --result approved --user-input "<exact choice>" tools/aidlc-state.ts (internal emitter)
AwaitingApproval → Revising aidlc-orchestrate.ts report --stage <slug> --result rejected --user-input <text> tools/aidlc-state.ts (internal emitter)
Active → Revising The same rejected report when gate-open recovery is needed tools/aidlc-state.ts (internal emitter)
Revising → AwaitingApproval aidlc-orchestrate.ts report --stage <slug> --result revised; reviewer-bearing stages require a fresh post-rejection terminal receipt before gate re-entry tools/aidlc-state.ts (internal emitter)
{Active,Revising} → Skipped aidlc-orchestrate.ts report --stage <slug> --result skipped --reason <text> tools/aidlc-state.ts (internal routed-skip emitter)
Pending → Skipped Scope composition or aidlc-jump execute tools/aidlc-utility.ts, tools/aidlc-jump.ts

The approved report owns the full post-gate transition: it emits GATE_APPROVED + STAGE_COMPLETED, then routes to the next in-scope stage, emitting STAGE_STARTED plus any PHASE_* events at boundaries. On the final in-scope stage it emits PHASE_COMPLETED + PHASE_VERIFIED + WORKFLOW_COMPLETED and sets Status=Completed. The conductor does not call state lifecycle verbs before or after reporting.

Routed skip. report --result skipped is accepted only on the main workflow with an explicit nonblank --stage and --reason, when the named stage is declared execution: CONDITIONAL, equals Current Stage, and is Active or Revising. It runs before artifact, per-unit, and ensemble-evidence guards because a justified skip owes no completion evidence. The engine invokes the internal skip transition with its routing marker: the transaction preserves [S], emits exactly one STAGE_SKIPPED, never emits STAGE_COMPLETED, and either starts the next stage (including boundary events) or completes the workflow. If onward routing fails, recovery leaves the skipped marker and cursor at the same stage so the route can be retried without duplicating the skip event. report --single --result skipped is rejected.

Artifact guard (issue #366). Every report outcome that marks a stage [x] runs a deterministic artifact check before completing it, so a stage cannot be marked complete without evidence of work on disk. A stage that declares produces[] must have at least one of those artifacts present under the active intent's record dir or its per-unit Construction directories. A codekb stage is stricter: every registered repository directory must contain the full declared produces[] set; single/unrecorded intents use the one resolved codekb directory. workspace_requires: true also requires source-work evidence outside aidlc/ and the harness dir. A failure writes nothing. Optional outputs do not participate. For produces_kinds, units whose kind prunes the required set to zero owe no artifact; any applicable unit remains strict. Bypass with AIDLC_SKIP_ARTIFACT_GUARD=1. The same switch also bypasses the review logger's required-output existence check; without it, a stage-level review of a per-Unit stage requires every authoritative Unit's applicable required outputs. When no authored Unit DAG exists but the current attempt has merged Bolt rows, the stage-level review fingerprint instead enumerates exactly those merged Units. A Bolt merge is proven, not asserted: aidlc-bolt complete --merge emits BOLT_COMPLETED before the state and audit merges run, so a slug-backed (worktree) attempt counts as merged only once a matching later AUDIT_MERGED receipt confirms the merge sequence landed on main; a name-only, non-worktree Bolt's BOLT_COMPLETED remains terminal. A completion still awaiting merge evidence stays on the open path, a slugless completion cannot close a slug-backed attempt, and a later fragment-cleanup BOLT_FAILED cannot erase a confirmed merge. AUDIT_MERGED itself carries no reviewer authority: a same-second row in another audit shard never makes a review request, verdict, or receipt ambiguous. An open Bolt remains on the ordinary stage-level fallback path because its Unit artifacts still live outside the main tree. Merging that Bolt changes the fingerprint domain and intentionally invalidates an earlier stage-level receipt until its exact pending ordinal is rebound with --retry-pending. Per-Unit receipt filtering still recognizes both open and merged Units. A Unit may belong to both sets when an older attempt merged while a newer attempt remains open; merged membership drives gate demand and stage-level fingerprinting, while the union drives receipt filtering.

Reviewer gate guard (issue #551). A reviewer-bearing stage cannot enter AwaitingApproval through gate-start or revise until its configured reviewer has a fresh terminal REVIEW_COMPLETED receipt. The same receipt remains mandatory on all four completion paths. Re-reporting an already-open gate re-runs these guards without writing a duplicate transition. A rejection reported directly from Active moves to Revising without fabricating a STAGE_AWAITING_APPROVAL row. Synthetic transition tests that deliberately isolate another guard may set AIDLC_SKIP_REVIEWER_GATE_GUARD=1; this bypass applies only to gate opening, never to approve, advance, finalize, or complete-workflow. The adjacent summary-confirmation test bypass is AIDLC_SKIP_SUMMARY_CONFIRMATION_GUARD=1.

Summary inputs and reviewed outputs. When a stage declares summary_confirmation (required or if-present), declared artifact names ending in -questions are writable human inputs. A file's review manifest entry is summary-input:sha256:<digest>, computed by summaryInputReviewFingerprint: after normalizing line endings, it masks only the canonical summary-confirmation [Answer]: value that is blank, Looks correct, or Request changes. Trailing HTML comments are retained. Answer masking uses the parser-backed visibleMarkdownLines projection shared with summary confirmation and Plan Approval tag selection; answer-looking text inside code examples, comments, or raw HTML blocks is never masked, and raw HTML content never supplies a control tag. There must be exactly one confirmation section and one matching answer line; an absent or ambiguous match leaves the full normalized content bound. All other question answers, summary prose, comments, and sections remain bound. missing and not-file remain distinct manifest entries. Required-file presence and safe capture checks still apply, and snapshots retain the actual question bytes for swarm record merging.

The review-freeze hook permits these question writes so the human Q&A protocol can proceed. Only confirmation bookkeeping preserves the review fingerprint; substantive changes invalidate the review's content binding. Other produced artifacts remain bound to their reviewed bytes and protected by the terminal-receipt freeze. An explicit review_artifact naming a questions artifact is the exception: that artifact remains fully byte-bound and frozen, including its confirmation answer.

Reconfirming identical content in the same attempt preserves the summary authorization and does not require rewriting already-authorized outputs. A gate rejection alone also preserves that authorization and the outputs' descent; review receipts still follow their own rejection boundary. A Request changes answer at the summary checkpoint withdraws the active summary authorization. Changed confirmed content still requires the normal recovery sequence: obtain the human's confirmation, regenerate or re-save outputs under that authorization, and obtain the required fresh review. Use the offered lifecycle remedy to reopen frozen outputs; editing a questions file does not authorize editing those outputs or approve a plan. Existing Change Control rules continue to govern eligible drift separately.

Terminal review recording rechecks current summary confirmation and output admission, as review requests do. A matching fingerprint alone cannot certify a review after the human withdrew confirmation or while outputs lack the required authorization. For if-present, once a summary-confirmation decision or confirmation has participated in the current attempt, deleting the questions file does not remove that obligation: the missing-file check refuses.

The Bun.markdown CommonMark/GFM parser changes visibility, not the raw-content digest algorithm or review receipt format. Identities for unaffected documents are unchanged. Older review receipts remain usable when recomputation matches; only a different fingerprint requires the existing re-save / re-review recovery, with parser-semantics changes as a possible cause. Stored evidence is not rewritten; the migration grants no approval or extra review allowance.

Ensemble evidence gate. On a mob or subagent-with-supports stage, the report path refuses awaiting-approval, revised, and approved while a declared support agent's contribution file (<stage>/contributions/<agent-slug>.md) is missing or lacks its **Collaborator:** identity-marker first line — the deterministic proof the ensemble actually convened. A settled autonomous swarm is exempt (its per-unit convergence ledger is the evidence); report --single checks stage-level evidence only. On mode: pipeline, the same report outcomes and every direct completing transition require an ordered, current-attempt PIPELINE_LINK_COMPLETED receipt for every lead/support link. Multi-repo reverse engineering requires a complete chain per scanned repo; a current-attempt repo-scoped ARTIFACT_REUSED row with Decision=keep exempts a reused repo. Isolated rows carry Workflow: single-stage:<slug> and are accepted only while the complete graph-declared Reverse Engineering artifact set remains valid and the store remains CURRENT; while modify/redo rows do not. A rejection, jump, or later stage start resets the main-workflow evidence, and isolated --single link rows never satisfy it. Bypass with AIDLC_DISABLE_ENSEMBLE_EVIDENCE=1, intended only for recovering a legitimately-run stage whose contribution files or in-flight link receipts were lost.

Source freshness and per-unit attribution (#629/#646/#662). On a workspace_requires stage, every terminal review still carries the workspace- global Source Fingerprint; the newest modern binding is normally the outer post-review-mutation boundary on all four completion routes. Per-unit receipts add Unit Source Fingerprint, which binds the raw bytes of the unit's strict source-manifest.json and the current content of every exact/directory claim. Receipts are evaluated newest-first, so a newer validated claimant may shield an older receipt for an intentional shared path. An uncovered edit, deletion, or new path in an exact/directory claim invalidates only the owning unit and enters that unit's one bounded stale-receipt recovery.

WORKFLOW_STARTED, STAGE_JUMPED, and a workspace_requires STAGE_STARTED record content-addressed source-listing baselines. After every applicable unit has fresh modern evidence, completion compares baseline to the current listing and refuses any changed application-source path outside the fresh claims union. Unit-major Construction always uses the workflow/jump boundary because source work can precede its late STAGE_STARTED. Equal-second cross-shard rows that would decide a boundary or newest claimant fail closed instead of trusting shard filename order.

A rejection resets review and run-floor accounting but never replaces that completion baseline: otherwise any unclaimed path present at rejection would be grandfathered into the next attempt. When the prior attempt has a validated SWARM_SOURCE_MERGED chain, GATE_REJECTED carries only its final Prior Accepted Source Fingerprint. The next attempt's first source merge must start from that aggregate, while completion continues to compare against the original stage-entry baseline.

There is one narrowly bounded reconciliation of the global boundary: if an unclaimed baseline change — addition, modification, or deletion — is fully reverted, completion may proceed only when the effective baseline snapshot is present and valid, every applicable unit still has a fresh modern unit binding, and the baseline-to-current delta contains zero unclaimed paths. This proves that the transient unclaimed change is gone. Any ordinary post-review edit, stale or legacy unit binding, missing evidence, or remaining unclaimed delta still takes the normal global-first refusal path.

The fingerprint and canonical per-path listing come from one bounded filesystem walk, independent of repository metadata and Git executable availability. Ordinary and ignored application bytes, external source-symlink targets, and workspace-roof files remain bound. Framework state, exact sensor caches, VCS metadata, dependency/cache directories or symlinks, and unregistered build/, coverage/, dist/, logs/, target/, and tmp/ directories or symlinks remain outside the source boundary.

Real source beneath a conditional generated-output directory, including binary or extensionless source, can be declared in root .aidlc-source-paths.json:

{"version":1,"paths":["dist/worker.js","build/source"]}

Registered paths are content-bound regardless of encoding and are included in the canonical listing and autonomous swarm Source Commit. Absolute, traversing, framework, sensor-cache, and dependency/cache paths are rejected. Missing registered repositories contribute an explicit marker; unreadable, unstable, over-budget, or malformed boundaries remain unbindable and fail closed.

Migration is deliberate: a pre-upgrade workflow with no baseline skips the unclaimed check, and a fieldless per-unit receipt retains the #629 global policy. A present but unbindable, missing, or corrupt modern baseline/unit snapshot fails closed. AIDLC_SKIP_SOURCE_FRESHNESS=1 bypasses both global and per-unit checks; missing/invalid-manifest receipts explicitly record Unit Source Binding Bypass: true, so the switch must be present again at completion. In a modern Bolt, finalize also verifies the attested base-to- worktree footprint is a subset of the reviewed manifest claims before the settled-swarm stage-level exemption applies.

Swarm footprint verification and immutable Source Commit creation apply the same boundary. Clean-filter raw-byte replacement is restricted to exact filesystem-included regular paths, so excluded generated or framework files cannot re-enter after shaping. New-submodule recovery shares one 30-minute cumulative deadline and a 32-proof cap across the entire finalize call, with each recovery command capped at fifteen minutes and the remaining cumulative time. These limits apply alongside the ref-count, refspec-size, recursion, and materialized-checkout bounds. AIDLC_SKIP_SOURCE_FRESHNESS=1 disables the check; a bypassed finalize records Source Freshness Bypass: true, and merge must repeat the same switch.

Gate-revision backstop. If the conductor revises an artifact at an open gate without first reporting rejection, the approved report reconciles the missing GATE_REJECTED + STAGE_REVISING pair before completion when audit evidence proves a post-gate human turn followed by an artifact write. The backfilled rows carry Recovered: true; reviewer writes before the human turn do not count. Reviewer-bearing stages persist [R] after that recovered rejection and require a fresh review plus the normal revised report before the gate can reopen. Bypass with AIDLC_SKIP_REVISION_BACKSTOP=1.

Archive (issue #980). aidlc-utility intent archive <name> [--reason <text>] retires an in-flight intent the team will not finish. Under the workspace lock it emits WORKFLOW_ARCHIVED into that intent's own audit shard first, then flips the state file's Status to Archived and the intents.json row to archived; the record dir, its artifacts, and its audit shards are never moved or deleted. A subsequent next on that record (a stale per-user cursor or session binding) emits a terminal done naming intent unarchive, so retired stages never resume by accident; park refuses an archived workflow the same way it refuses a completed one. Archiving is refused for a completed intent (already terminal), an intent with Bolt worktrees still in flight, and a team-owned intent with claimed Units. intent unarchive <name> reverses the two field writes and emits WORKFLOW_UNARCHIVED. The default intent listing hides archived rows (--all shows them; --json always carries every row), the creation gate ignores them, and the lone-record fallback never resolves one implicitly.

Park (issue #365/#367). aidlc-orchestrate park writes a Parked / Parked At Stage runtime marker (via aidlc-state.ts park, which emits WORKFLOW_PARKED) without advancing any stage; a subsequent plain next re-emits a terminal parked directive and the Stop hook lets the turn end, so a long workflow can pause across sessions instead of rubber-stamping the remaining stages to reach done. /aidlc --resume clears the marker (unpark emits WORKFLOW_UNPARKED) before continuing. An unattended autonomous Construction run (Construction Autonomy Mode: autonomous) refuses to park: both the tool and the Stop hook's parked allow decline under autonomous mode, so the loop keeps moving with no human to resume it.

Revision loop

report awaiting-approval  →  [?] AwaitingApproval
          ↘ report rejected  →  [R] Revising  (Revision Count += 1)
                   ↓ report revised
                   [?] AwaitingApproval
                   ↘ report approved  →  [x] Completed

Revision Count lives in the state file and increments on each rejected report. The conductor uses this to detect the revision-loop escape hatch (default is 3 cycles before offering to skip).

When a revision changes a reviewed output or bound question content on a stage whose directive carries a reviewer, the conductor re-runs the stage-protocol-reviewer.md §12a step before reporting revised (stage-protocol Part 0). The engine verifies the fresh terminal receipt before accepting the revised report and re-opening the gate.


Session stream (hook-owned, independent)

Session events are emitted by Claude Code hooks, not by AI-DLC tools. A session is a single Claude Code conversation; a workflow is a long-lived directory state. The relationship is many-to-many — one workflow can span multiple sessions, one session can touch multiple workflows — so the streams are independent by design.

Event Emitter Trigger
SESSION_STARTED hooks/aidlc-session-start.ts SessionStart with source=startup or clear
SESSION_RESUMED hooks/aidlc-session-start.ts SessionStart with source=resume
SESSION_COMPACTED hooks/aidlc-validate-state.ts PreCompact — fires at compaction time so it's captured reliably
SESSION_ENDED hooks/aidlc-session-end.ts SessionEnd

Kiro IDE 1.1.14 runs no SessionStart hook in a new chat, so its adapter runs the same session-start hook from the chat's prompt: source=startup on a chat's first prompt and source=resume on a prompt that returns to an earlier chat. See kiro-ide-hook-payload.md.

Session hooks check for the active intent's aidlc-state.md (under aidlc/spaces/<space>/intents/<YYMMDD>-<label>/) before emitting. If no such file exists (no active AI-DLC workflow in the cwd), the hook exits silently without writing to any audit log. Session events exist to annotate an active workflow's timeline — a session in a directory with no workflow has nothing to annotate.

Compaction awareness

aidlc-state.ts resume scans the audit tail for the latest SESSION_COMPACTED. If no stage activity (STAGE_STARTED, STAGE_COMPLETED, GATE_APPROVED, SESSION_RESUMED, RECOVERY_COMPLETED) follows it, resume returns compaction_pending: true and the conductor surfaces a three-option prompt (continue / review / restart) before proceeding. RECOVERY_COMPLETED is emitted by acknowledge-compaction once the user picks an option, satisfying the activity gate so subsequent compactions detect a fresh boundary.


Audit event taxonomy

106 events, grouped below into 20 categories (the canonical audit-format.md registry splits the same 106 into 25 - the grouping is presentational, the event set is the invariant). Each event's permitted tool or hook emitters are listed below. GUARD_POLICY_SET has distinct mutation and effective-memory-observation paths; neither duplicates the other's emission. Events pre-registered for an upcoming release have an Emitter cell reading Reserved (v0.4.0 PR N), Reserved (v0.5.0 PR N), or Reserved (v0.6.0 PR N), and a retired event name that is still read but never written reads Reserved (retired name); both are skipped by the drift test's forward check. The drift test tests/integration/t48-audit-event-emitters.test.ts enforces forward/reverse/tertiary/pairing/MD-MD consistency between this chapter's tables and the code.

Workflow lifecycle

Event Emitter Notes
WORKFLOW_STARTED tools/aidlc-utility.ts Mandatory first event on every intent creation
WORKFLOW_COMPLETED tools/aidlc-state.ts
WORKFLOW_PARKED tools/aidlc-state.ts park - workflow parked mid-flow for a later session; no stage advanced
WORKFLOW_UNPARKED tools/aidlc-state.ts unpark - park marker cleared on explicit --resume re-entry
WORKFLOW_ARCHIVED tools/aidlc-utility.ts intent archive <name> - intent retired to Archived / archived; record and audit shards preserved; written to that intent's own shard
WORKFLOW_UNARCHIVED tools/aidlc-utility.ts intent unarchive <name> - archived intent returned to Running / in-flight

Phase lifecycle

Event Emitter Notes
PHASE_STARTED tools/aidlc-utility.ts, tools/aidlc-state.ts, tools/aidlc-jump.ts First fire in init; subsequent fires at stage-tool phase boundaries
PHASE_COMPLETED tools/aidlc-utility.ts, tools/aidlc-state.ts, tools/aidlc-jump.ts Paired with PHASE_VERIFIED at every boundary
PHASE_VERIFIED tools/aidlc-utility.ts, tools/aidlc-state.ts, tools/aidlc-jump.ts Always paired with PHASE_COMPLETED
PHASE_SKIPPED tools/aidlc-utility.ts One per scope-excluded phase, emitted at intent creation

Stage lifecycle

Event Emitter Notes
STAGE_STARTED tools/aidlc-state.ts, tools/aidlc-utility.ts, tools/aidlc-jump.ts, tools/aidlc-orchestrate.ts Internal route marks [ ] → [-]; isolated next --single rows carry Workflow=single-stage:<slug> and Scope, so completion uses that attempt's summary-confirmation policy rather than the main workflow's. Legacy isolated rows without Scope retain confirmation-on behavior.
STAGE_AWAITING_APPROVAL tools/aidlc-state.ts Internal emitter for report --result awaiting-approval / revised; recovered rows carry Recovered=true; an authorized blocking-sensor override records sensor ids, optional detail paths, and evaluation reasons
STAGE_COMPLETED tools/aidlc-state.ts, tools/aidlc-utility.ts Internal emitter for a completed/approved report; never paired with a skipped report
STAGE_REVISING tools/aidlc-state.ts Internal emitter paired with GATE_REJECTED after a rejected report
STAGE_SKIPPED tools/aidlc-state.ts, tools/aidlc-jump.ts Exactly one per [S] transition; the main-workflow report path routes onward atomically
STAGE_JUMPED tools/aidlc-jump.ts Records the destination slug on --stage/--phase jump. Backward jumps also bind the concrete changed upstream artifact paths and the downstream artifact/review paths invalidated by the reset.

Gate decisions

Event Emitter Notes
GATE_APPROVED tools/aidlc-state.ts, tools/aidlc-unit.ts gate --user-input captures the exact choice. On reviewer-backed gates, the same atomic row stores Accepted risk for every open finding in the engine-owned list. Each version 1 disposition keeps its existing artifact, ID, fingerprint, and status fields, with optional decided-at severity and reviewed record path/digest additions that attach the decision to the paired review. Unit merge gates also bind Pinned OID, Attempt Generation, Strategy, and Target branch.
GATE_REJECTED tools/aidlc-state.ts, tools/aidlc-unit.ts gate --feedback captures the rejection reason. Explicit --reject-finding <review-artifact>#R-NN=<reason> values store Rejected: <reason> for open findings. Explicit --reopen-finding <review-artifact>#R-NN=<reason> values reopen only Resolved (reviewer) findings, and one ID cannot appear in both flags. The version 1 disposition additions record decided-at severity and the reviewed record when available. Generic revision feedback changes no finding decision. Gate rows without dispositions change no finding. Unit merge gates bind the same pinned transaction fields.

Under Unit Ownership: team, these rows additionally carry Unit, Gate Scope, and Gate Stages. Per-stage approval settles only that (stage, Unit); unit-end approval settles the Unit chain. A Unit-tagged rejection floors lifecycle and review receipts only for that Unit (all Gate Stages for unit-end); legacy Unit-less rows retain stage-global behavior.

User interaction

Event Emitter Notes
DECISION_RECORDED tools/aidlc-log.ts Fires before a non-gate AskUserQuestion so options are captured
QUESTION_ANSWERED tools/aidlc-log.ts Fires after a non-gate question response; approval choices are lifecycle events owned by report
SUMMARY_CONFIRMATION_RECORDED tools/aidlc-log.ts Human-backed consolidated-summary receipt; new rows carry Hash Scope: confirmed-content-v2 (scope and legacy migration below). A Looks correct receipt also carries Summary Authorization Id, the authorization the confirmation minted (a digest of the attempt, stage, Unit, workflow, questions path, confirmed content, and choice); the same id becomes the scope's active authorization under <record>/.aidlc-engine/summary-authorization/, and a Request changes reply withdraws it. Reserved from public audit append.
VERIFICATION_COMMAND_RECORDED tools/aidlc-log.ts Human-approved project check command for the current intent workflow. Binds Checkpoint: Construction Verification Command, the canonical single-line command's Command SHA-256, the full canonical Command Label (at most 1024 control-free characters), and exact User Input: Approve to the matching pending decision's one-shot challenge and offered choice from the invoking Session. Unrelated human turns and cross-session responses cannot authorize it. The typed state setter and Unit verification require the latest receipt; changing the command requires a new receipt and re-verification. Reserved from public audit append and worktree audit merge.
CONSTRUCTION_POLICY_RECORDED tools/aidlc-log.ts Human-approved Construction policy change bound to the invoking Session, Field (Construction Checkpoints, Execution, or Iteration), Value, and exact User Input: Approve. The pending decision's one-shot challenge binds field and value; the hook records the offered choice. During Construction, the typed setter requires the latest unambiguous current-workflow receipt for that field, matching the new value; applying it spends the receipt. A later proposal supersedes it. Other gate answers and unrelated human turns are not consent. Outside Construction the setters retain their existing behavior. Reserved from public audit append and worktree audit merge.
CHECKPOINT_VERIFICATION_RECORDED tools/aidlc-construction-checkpoints.ts Emitted by verifyConstructionCheckpoint under the audit lock after the command's final proof is written. Carries Unit, Kind, last Stage, Stages, Verification Id, Fingerprint, Command SHA-256, Exit Code, Verified, Run floor, and claim-attempt fields. Verification requires the latest current-attempt receipt to match the proof id, evidence fingerprint, authorized command digest, and current run floor with Verified: true; hand-written proof JSON cannot authorize approval. Reserved from public audit append and worktree audit merge.
PLAN_APPROVAL_RECORDED tools/aidlc-log.ts Human-backed Code Generation plan receipt. The authority it records binds to intent, stage or Unit target, stage attempt (run floor), content fingerprint (the projected plan and instructions plus the Testing Contract hash), prompt (the questions file with answers blanked), and session response, never to the identity of the directive that presented the question nor to row order. The row also carries the directive epoch and the raw questions-file digest (Questions SHA-256) as provenance; both are recorded and never compared, so a note appended to the questions file after approval leaves the decision standing while a change to the prompt the human saw retires it. Protected runtime state is the authority; this row is provenance only.
PLAN_APPROVAL_OVERRIDDEN tools/aidlc-log.ts The human-only break-glass exit for Plan Approval. Fires only when the human typed Override Plan Approval: <reason> as a prompt (the human-turn hook records that typed text under the session; a picked option never does), the conductor ran answer --checkpoint plan-approval --override "<reason>" with the same reason, and the normal receipt path refused. Carries Reason, Failed Checks (what the normal path refused), Session, Unit or stage-level, and Fingerprint; the paired PLAN_APPROVAL_RECORDED row carries Override: yes. The receipt it accompanies binds to plan content and stage attempt only, so no later check compares its source. The break-glass response is single-use and the conductor never proposes or initiates it
REVIEW_REQUESTED tools/aidlc-log.ts Fires when the conductor dispatches the reviewer defined by stage-protocol-reviewer.md §12a. The stage's required review_artifact scalar names the Markdown output the review is about; plugin-added outputs and produces ordering cannot change it. A new --unit request must name a member of the authoritative DAG or a Unit proven by a matching open or merge-confirmed tool-owned Bolt attempt in the current no-DAG attempt; a completion still awaiting its AUDIT_MERGED merge evidence, like a historyless Unit, refuses. A single stable file-identity snapshot captures the declared artifacts and binds the reviewed output bytes (Artifact Fingerprint) and the request-time workspace source for workspace_requires stages; summary-owned questions use the summary-input:sha256:<digest> projection described above, masking only the canonical confirmation answer unless explicitly named by review_artifact; the row mints a Request Id that the completion row and the review record echo. The command's JSON returns requestId and reviewFile, the slot under <record>/.aidlc-engine/reviews/ where the reviewer writes its review; the request opens that slot, removing a draft an earlier incomplete dispatch of the same iteration left. It also returns recordVerdict, the same command with --verdict <READY|NOT-READY> added, which is what records the terminal receipt. --retry-pending re-issues one unmatched request with the original binding and request id when the artifacts and source still match; a request recorded before request ids or source binding gains them through that one retry, marked Upgrade: legacy-request. Rows written under the retired appendix protocol also carry Review Appendix Artifact, Review Appendix Offset, Review Appendix Prior Digest, Review Appendix Prior Length, and Review Challenge; they stay readable and a completion of such a request echoes them unchanged.
REVIEW_COMPLETED tools/aidlc-log.ts Fires only after a matching positive-iteration request and a fresh check of current summary confirmation and output admission. One coherent artifact snapshot must reproduce the request's review fingerprint, including exact reviewed output bytes and the summary-input projection above: the reviewer writes no artifact, so Request Fingerprint and Artifact Fingerprint are the same identity. The review is read from the request's review file (or --review-file), validated with Bun's Markdown parser (one rendered Verdict matching --verdict, one Reviewer, one Iteration, no later Markdown or raw-HTML H1/H2; literal examples in fenced/inline code and HTML comments carry no authority, while list/blockquote/table containers cannot mint ownership), and written as a version 1 review record at <record>/.aidlc-engine/reviews/<stage>/stage/<attempt>/<iteration>.json or the Unit path. The row names it and pins its digest. The record's compatibility findings array retains only New, Unresolved, and Resolved; an optional derived findings snapshot stores the full engine-owned list. An older release reading that array shows a decided finding later reported fixed with its earlier decision, and a reopened finding as resolved, until the next review. An isolated --single record keeps the review's own findings as written, with no derived snapshot. The engine reads the new Prior findings and New findings report, assigns new IDs, and protects decided rows. The old six-column table and legacy embedded ## Review remain readable during transition. A malformed report is refused once with fixed rewrite guidance. After --retry-pending, unknown prior IDs become new findings, duplicate prior rows after the first become notes, new-table IDs are ignored, and a wholly unreadable report adds R-00 while retaining the prior list. Request-time and completion source fingerprints use the same Git-independent bounded filesystem identity and must match. A retried incomplete review may record NOT-READY with an empty review record.
PIPELINE_LINK_COMPLETED tools/aidlc-log.ts Fires after one declared pipeline link returns. Carries Stage, Link, and Position k/N; multi-repo chains also carry Repo, and isolated runs carry Workflow=single-stage:<slug>. The tool refuses undeclared, duplicate, or out-of-order links within that receipt scope. Main-workflow gate-start, approval, advance, finalize, and workflow completion ignore isolated rows and require every scanned-repo current-attempt link receipt.

Summary-confirmation hash scopes. confirmed-content-v2 keeps the raw-content SHA-256 algorithm: normalize CRLF/lone CR to LF, preserve the preamble and retained sections in file order, and trim trailing whitespace once from the result. Comments, code, HTML, and a leading BOM in retained content stay bound. Heading/answer recognition now uses the built-in Bun.markdown parser through markdownBlocks / visibleMarkdownLines: raw HTML block content never supplies a heading, answer, or tag. All visible Q and feedback sections remain bound, including follow-up questions after an assumption decision. Exactly one post-summary Assumption Confirmation section and its contents are excluded, up to any line spelled as a top-level ## Q<n> or feedback heading (even inside raw HTML or code); a same-named pre-summary section remains hashed. Any other recognized heading after the summary fails closed; stage-specific pre-summary headings remain valid.

confirmed-content-v1 is the supported legacy scope with the same digest algorithm and the former hand-written visibility rules. A v1 receipt is accepted when its recorded digest equals the current v2 digest; unaffected documents are byte-identical and do not require reconfirmation. A v1 mismatch refuses with SUMMARY_CONTENT_SEMANTICS_CHANGED: the receipt predates the Markdown-parser upgrade, so either the confirmed content changed after confirmation or raw HTML content that v1 treated as confirmed text is no longer part of it. Raw HTML headings and control tags are now excluded from Markdown recognition. Re-present the summary and reconfirm to record v2; the refusal does not assert an edit. A v2 mismatch retains SUMMARY_CONTENT_STALE and the existing “changed after confirmation” refusal. Unscoped receipts retain whole-file SHA-256 and existing recovery, including reconfirmation after an allowed append. Unknown scopes still refuse with SUMMARY_HASH_SCOPE_INVALID. Earlier identical confirmations also resolve v1 through the v2 hash function; no stored receipt is rewritten.

Unit lifecycle (inline per-unit Construction stages)

Event Emitter Notes
UNIT_STARTED tools/aidlc-state.ts unit start — requires the exact stage/Unit pair currently routed by the engine, a safe Unit identifier from the authoritative DAG (including safe legacy spellings), and no other open Unit
UNIT_PAUSED tools/aidlc-state.ts unit pause — requires --reason and --next-action; the engine routes the paused unit first and hard-stops until an explicit resume
UNIT_RESUMED tools/aidlc-state.ts unit resume — only the currently-paused unit can resume
UNIT_COMPLETED tools/aidlc-state.ts Serial unit complete verifies the active unit's required artifacts. Wave unit complete --wave instead verifies the engine still exposes that entry as build-complete/review-settled, copies any new Unit diary entries into the parent diary with deterministic markers (leaving an absent parent diary absent when there are no new entries), binds the receipt to the final artifact fingerprint, then commits without opening a single-active checkpoint. All lifecycle rows carry an exact boundary-event/timestamp/ordinal Run floor (or a fail-closed cross-shard ambiguity token); receipt mode stays enabled across attempts, so stale, changed, ambiguous, reopened, or not-yet-fanned-in Units block the gate until they complete again.
UNIT_MERGED tools/aidlc-state.ts Main landed the pinned candidate content, received the team's audit shard, and folded this Unit's derived row. Fields bind the row to Unit, owner, pinned candidate OID, merge commit OID, and attempt generation.

Team-owned unit-major runs add a derived ## Unit Progress table to state. The engine rewrites it from these receipts, artifacts, reviews, Unit gate rows, and UNIT_MERGED receipts on each next; it is not an authority and manual cells are ignored. Once a pinned merge transaction or UNIT_MERGED receipt exists, a merged column prevents the per-unit block from settling until every merge-bound row has landed. Claims alone retain the increment-2 projection without this column.

Scope and configuration

Event Emitter Notes
SCOPE_DETECTED tools/aidlc-utility.ts detect-scope subcommand; Source field records provenance (freeform / keyword / env / cli)
SCOPE_CHANGED tools/aidlc-utility.ts scope-change subcommand on active workflow
PLUGIN_SELECTION_CHANGED tools/aidlc-utility.ts select-plugins set-mode; fields: Previous Selection, New Selection
DEPTH_CHANGED tools/aidlc-guard-switch.ts config set depth <value> / config-change --depth
TEST_STRATEGY_CHANGED tools/aidlc-guard-switch.ts config set test-strategy <value> / config-change --test-strategy
UNIT_OWNERSHIP_SET tools/aidlc-state.ts set-unit-ownership team|solo; team requires unit-major
UNIT_GATE_RHYTHM_SET tools/aidlc-state.ts set-unit-gate-rhythm per-stage|unit-end; team mode only
REVIEW_CLASS_CHANGED tools/aidlc-guard-switch.ts, tools/aidlc-utility.ts config set review <value> / config-change --review / a combined scope-change --review set or cleared the per-run review override
RECOMPOSED tools/aidlc-utility.ts recompose subcommand - the adaptive composer's in-flight plan re-shape (pending-stage suffix flips under the audit lock)
SCOPE_SAVED tools/aidlc-utility.ts scope-save subcommand - the person kept a piece of work's current plan as a reusable scope
GUARD_POLICY_SET tools/aidlc-guard-switch.ts, tools/aidlc-lib.ts The utility applier builds a row for config-change --guard-policy <strict\|relaxed\|off> or a changed scope-owned default in scope-change; lib's appendGuardPolicySetRow (through governedGuardPolicy) records an effective memory-layer change observed at a governed checkpoint. Fields: Old Value, New Value, Source (you, scope <name>, <layer>.md). Utility rows use the previously persisted intent value for Old Value (raw text if invalid; strict if absent), not the memory-effective value; checkpoint rows retain effective old/new values.
CHANGE_CONTROL_SET Reserved (retired name) The name GUARD_POLICY_SET replaced. Written by releases before the rename and still read as the same setting history; no shipped emitter writes it. Same fields: Old Value, New Value, Source
CHANGE_ACCEPTED tools/aidlc-lib.ts A governed checkpoint (plan-approval source drift, review-receipt content change, summary-confirmation authorization) accepted an input change under relaxed or off and continued. Fields: Stage, optional Unit, Checkpoint, Changed, Recorded, Current, Details (the one line the human hears). One row per distinct change; the same values never produce a second row
GUARD_RESTORED tools/aidlc-guard-switch.ts config-change --guard.<fence> on switched a fence back on for this piece of work after a per-work off or forced it on above a policy word that lowers it. Fields: Guard (the switchable fence), Scope, Source (you). The matching off writes GUARD_DISABLED
CEREMONY_SET tools/aidlc-guard-switch.ts The shared config-change / scope-change applier builds changed-setting rows, appended in the same audit batch as the other settings and any scope event. Fields: Key (sensors, learnings, summary_confirmation), Old, New, Source (you for an explicit set, scope <name> for an inherited default); Old is the previously saved value (raw text if invalid; scope default if absent), not the environment-effective value. --intent / --space pin the state and audit shard together. Public append / append-batch cannot forge the setting row.

All seven intent settings share config-change: depth, test-strategy, review, guard-policy, sensors, learnings, summary-confirmation, in that order. Four per-fence keys, guard.plan-approval, guard.review-freeze, guard.state-transition, and guard.reviewer-scope, use the same setter and take on or off. The matching slash flags and every config set <key> <value> route can combine settings in one transaction. config get and config list expose all eleven keys; Guard Policy, fence, and ceremony values include effective sources, and the retired key change-control resolves to guard-policy. config-change accepts only those setting flags plus --intent, --space, and --project-dir, requires at least one setting, and refuses unknown flags by name. Validation precedes the complete mutation, so invalid values cannot partially apply companion settings. When a typed prompt includes a lowering switch, the human-turn hook uses the same settings applier for every companion intent setting under one lock. Human presence has no per-work switch: only the machine-wide AIDLC_SKIP_HUMAN_PRESENCE_GUARD=1 lowers it. A guard.human-presence setting refuses the entire update rather than changing it or any companion setting.

Guard Policy (strict, relaxed, off) decides two things. First, the consequence of an input change after a human approval or confirmation: strict reopens the approval with the existing remedy, while relaxed and off record the change and continue. Second, which authority fences stand aside for this piece of work: strict lowers none, relaxed lowers plan-approval and review-freeze, and off lowers those two plus state-transition and reviewer-scope. Claimed-checkout Unit write ownership remains mandatory. No value removes initial Plan Approval or other gates, alters a reviewer's verdict, deletes evidence, lets an agent answer for a human, or lowers human-presence. A governed checkpoint reads the setting only when it meets such a change. After Plan Approval, plan, test instruction, and Testing Contract edits for the same target and attempt continue without reapproval when the effective plan-approval fence is lowered by relaxed, off, or an explicit per-work off setting. An effective fence-on setting reopens approval. Continuation preserves the original human approval evidence and does not certify the edits as approved. Configuration reads and writes, intent-create, and status also resolve the relevant policy. An invalid memory Mode: is a validation error naming the file and the three allowed values when read; a governed check that meets no input change reads nothing.

An explicit --guard-policy relaxed, --guard-policy off, or --guard.<fence> off under a memory layer's Mode: strict refuses the entire command, including other setting flags and any scope change, and names the memory file. Explicit strict, turning a fence on, and unrelated settings remain allowed. Memory-held strict also forces any previously lowered fence back on while that line stands, unless a machine-wide kill switch takes precedence. The persisted Guards Off entry remains and takes effect again only after the memory line no longer holds strict. Scope-owned Guard Policy follows a stricter new scope default, while a lower default preserves the stored value until the person types the lowering switch. Ceremony values still follow the new scope under memory policy, which controls the effective Guard Policy. Changed stored values or sources are audited with scope provenance; explicit overrides and absent legacy rows are preserved. Explicit Guard Policy flags store <value> (set by you); ceremony flags store it when the person typed the switch and <value> (set by a command) otherwise. A same-value source change still counts as a change; review adversarial clears Review Override to an empty string.

The human-turn hook applies a typed fence or Guard Policy switch when the prompt arrives, before its ledger state-file gate, through applyTypedGuardSwitchPrompt(projectDir, sessionId, prompt). The accepted lowering forms include /aidlc --guard-policy relaxed|off, guard policy relaxed|off, and /aidlc config set guard.<fence> off. Codex uses $aidlc instead of /aidlc, including in refusals. Both config and flags-first forms accept companion intent settings plus --intent <name> and --space <name>; omitted selectors use the hook payload session's workflow selection. Each selector is permitted at most once. A nonexistent named intent is refused; without a state file, create the piece of work and type the switch again. The hook checks memory-held strict, then uses the shared settings transaction with typedByPerson: true to append audit rows and write state under the audit lock, returning the result as AIDLC Guard Policy: ... hook context on harnesses that inject it. No switch is saved for later, and the CLI performs no switch-authority session lookup; hooks run on Windows too, so every harness that forwards the prompt supports this path.

After the memory-strict check, config-change and scope-change refuse any explicit lowering from you unless it is a no-op or fenceKeyBypassed allows the fixture or harness-launch presence bypass. A fence already off for this work and a policy word already equal to the current line with source you need no key. Direct intent create --guard-policy relaxed|off from chat is refused: create the piece of work, then have the person type the switch; scope defaults apply without asking. AIDLC_UNATTENDED=1 suppresses prompt-time application and refuses CLI lowering before the presence bypass can apply. The session-start hook keeps its presence-bypass-<session> stamp in the Plan Approval runtime directory for an attended harness launched with AIDLC_SKIP_HUMAN_PRESENCE_GUARD=1; an inline environment assignment does not establish the bypass. A lower-fence remedy is human-input, with no operation or command: selecting it only tells the person the exact command to type and executes nothing. Model tools cannot invoke hooks or write aidlc/.aidlc-sessions/ or any .aidlc-plan-approval/ directory, as enforced by the state-transition guard.

The retired spellings resolve for one release and are never written: the scope key change_control, the state field Change Control (setGuardPolicyLine removes the retired line on every policy write, retaining only Guard Policy), the memory heading ## Change Control, the flag --change-control, and the config key change-control. A caller that passes the retired flag or config key (or validate-grid --change-control) gets one deprecation line on stderr per process (GUARD_POLICY_RENAME_NOTICE, emitted by noteGuardPolicyRename) naming its removal in the next minor version. Naming both spellings with DIFFERENT values is refused, whether as --guard-policy and --change-control in one command or as guard_policy and change_control in one scope file; the same value under both names is accepted.

If a state file carries both Guard Policy and Change Control with different policy words, resolveGuardPolicy returns value: "strict" and source: "conflicting state lines", with conflict: { guardPolicy: <raw>, changeControl: <raw> } holding both raw values. Status renders strict (from conflicting state lines); memory-held strict still wins as before. If both words agree, the Guard Policy line is used and the next policy write removes the retired line. Until a conflict is resolved, next includes this notice in change_notices, substituting the raw values for <a> and <b> without changing the state file:

Guard Policy: this piece of work carries both Guard Policy: <a> and the retired Change Control: <b>, so strict applies until you choose. Say 'guard policy strict', 'guard policy relaxed', or 'guard policy off' to keep one line; this notice repeats until you do.

Typing guard policy relaxed|off applies the choice through the human-turn hook immediately; guard policy strict runs the strict setter through the conductor, and either policy write removes the retired line and stops the notice.

Ceremony settings control sensors, learnings, and consolidated-summary confirmation independently. Every shipped scope declares all three explicitly: classic sets sensors and learnings to on and summary confirmation to off, express sets all three to off, and the other nine set all three to on. A scope file that omits a key still falls back to on. An explicit setting writes <value> (set by you) to the selected intent when the person typed it and <value> (set by a command) when the agent or a script ran it. Turning summary confirmation off on a running piece of work needs the person's typed switch, like a fence. summary_confirmation: off skips only the consolidated-summary "Looks correct" checkpoint declared by stage frontmatter; intent-capture's separate Assumption Confirmation decision remains. Turning a ceremony off does not remove lifecycle hooks or the autonomous single pre-merge reviewer.

Ceremony precedence is environment kill switch (1) → valid per-intent field → scope default → on. A kill switch never rewrites the saved override. An isolated --single attempt uses its selected scope's policy, recorded on its synthetic stage-start event, rather than the main intent's ceremony overrides. Its scope is fixed through completion; a different-scope resume is refused. Legacy isolated starts without a recorded scope retain summary confirmation and do not enforce that scope comparison.

Artifacts

Event Emitter Notes
ARTIFACT_CREATED hooks/aidlc-write-audit-log.ts Write to net-new path, distinguished from UPDATED via mtimeMs == birthtimeMs stat check. Carries Summary Authorization Id when the written stage and Unit have an active summary confirmation, so completion can ask whether the output descends from the current confirmation
ARTIFACT_UPDATED hooks/aidlc-write-audit-log.ts Edit tool or Write overwriting existing file. Same Summary Authorization Id stamp as ARTIFACT_CREATED
ARTIFACT_REUSED tools/aidlc-state.ts reuse-artifact subcommand records keep/modify/redo decisions. Keep and modify retain the stage scope's engine-owned findings and human decisions. Redo starts a fresh list at R-01 with no inherited decisions. Optional Repo scopes evidence to one registered repo, optional --single binds it to the open synthetic attempt, but only keep with a complete authoritative artifact set and still-CURRENT isolated Reverse Engineering store grants that pipeline exemption.

Construction Bolts

Event Emitter Notes
BOLT_STARTED tools/aidlc-bolt.ts Accepts CSV bolt names for parallel batches; a modern --worktree row propagates the immutable Base commit and content-addressed raw-aware Base Source Listing attested at worktree creation
BOLT_COMPLETED tools/aidlc-bolt.ts Paired with a prior BOLT_STARTED
BOLT_FAILED tools/aidlc-bolt.ts (fail + abort) --succeeded-siblings captures parallel-batch survivors; abort adds Reason: aborted field for sub-classification
AUTONOMY_MODE_SET tools/aidlc-bolt.ts Atomically updates Construction Autonomy Mode field; validates field exists first (audit-first)

Session

Event Emitter Notes
SESSION_STARTED hooks/aidlc-session-start.ts source=startup or clear
SESSION_RESUMED hooks/aidlc-session-start.ts source=resume
SESSION_COMPACTED hooks/aidlc-validate-state.ts Emitted at PreCompact (not at next SessionStart) to avoid duplication
SESSION_ENDED hooks/aidlc-session-end.ts Includes Reason field from Claude Code
HUMAN_TURN hooks/aidlc-record-human-turn.ts (+ per-harness prompt-submit adapters) One per observed prompt-submit or answered-widget seam unless the driver declares AIDLC_UNATTENDED=1; the approval/interview gate requires one since the last gate resolution. This is presence/freshness evidence, not an authenticated transcript or proof that later caller-supplied decision text was authored by the human.
SUBAGENT_COMPLETED hooks/aidlc-log-subagent.ts Records subagent completion via SubagentStop hook
REVIEWER_SCOPE_BLOCKED hooks/aidlc-reviewer-scope.ts A per-unit reviewer's tool call refused for reaching into sibling units' construction/ paths (the reviewer-module read-scope bound); one row per refusal
REVIEW_FREEZE_BLOCKED hooks/aidlc-review-freeze.ts A file-tool or shell reviewed-output write refused because it would invalidate a fresh terminal review receipt before the gate (READY or terminal NOT-READY under the effective class); summary-owned questions are excluded unless explicitly named by review_artifact; one row per refusal
PLAN_APPROVAL_BLOCKED hooks/aidlc-plan-approval-guard.ts A code-generation developer-agent dispatch or workspace mutation refused because the active unit or zero-Unit stage target lacked a current fingerprinted plan, test instructions, Testing Contract, explicit approval, or matching worker-brief marker; one row per refusal
GUARD_DISABLED hooks/aidlc-plan-approval-guard.ts, tools/aidlc-guard-switch.ts Either a tool call passed the Plan Approval guard because its deterministic off-switch environment variable was set while a workflow existed (hook rows carry Guard = plan-approval-guard and Tool; one row per streak, appended only when the newest row in the active shard is not already this event for the same guard), or config-change --guard.<fence> off lowered one fence for this piece of work (switch rows carry Guard = the fence, Scope, and Source)
GUARD_STOOD_ASIDE tools/aidlc-lib.ts A fence let an action through instead of refusing it, because the policy word, a per-run switch, or an environment kill switch had lowered it. The row is the evidence that stands in for the refusal, and the human hears one line beside it. The authority fields record who was working at the time; they are not what opened the fence. Carries Guard (the fence), Authority (grant, instruction, none), Grant (turn-marker, marker-sequence, dispatch-stamp, none), Actor (main, subagent, unattended), and optional Stage, Tool, Details. Written by recordGuardStoodAside, called by the fence hooks

The human-turn hook is activated only through the dispatcher's hook route; it does not authenticate who launched the dispatcher. Hooks and tool calls run as the same user, and no harness gives a hook an identity a same-user process cannot copy. The runtime-integrity check refuses recognized tool-call routes to the hook and its records as defense in depth. The harness's permission model and the person's review of what the agent runs are the outer boundary. See the hook reference for the recognized routes.

Diagnostics and workspace

Event Emitter Notes
HEALTH_CHECKED tools/aidlc-utility.ts --doctor run
WORKSPACE_SCAFFOLDED tools/aidlc-utility.ts Net-new directory tree created by init
WORKSPACE_SCANNED tools/aidlc-utility.ts Brownfield workspace detection complete
WORKSPACE_INITIALISED tools/aidlc-utility.ts State file materialized

Documents

The DocumentKB is space-level, so all three land in one space-level shard even for an intent-scoped document — the intent UUID is a field on the event, not the shard selector.

That shard is spaces/<space>/intents/audit/, not spaces/<space>/audit/. The intents/ segment is inherited from intentsDir(), which is where every shard in a space lives; the space-level shard is a sibling of the per-intent record dirs rather than a directory one level up. An earlier version of this line documented the shorter path, which does not exist on disk — measured by onboarding a document and finding the written shard.

Workflow-authority readers enumerate only the resolved intent's shards. Consumers that need space-level provenance request it explicitly; --doctor --export does so and reads the space shard before the resolved intent shards, keeping document events visible without widening lifecycle authority beyond the intent ledger.

All three ship with tools/aidlc-knowledge.ts (DocumentKB S1). Emitting verbs per event are listed in each row below — onboard, sync, associate, dissociate, rebind, and summarize all emit.

Event Emitter Notes
DOCUMENT_INDEXED tools/aidlc-knowledge.ts From onboard and from sync's fresh-document branch: a customer document entered the DocumentKB for the first time Audit-last (see "Audit-last for derived catalogs"): emitted only after every catalog write succeeds.
DOCUMENT_UPDATED tools/aidlc-knowledge.ts From associate, dissociate, rebind, summarize (Change: summarized), onboard's edited-row branch, and sync's moved/changed/retried branches: a new revision, re-extraction, move, summary publication, or intent-association change. A normal no-op emits nothing. An idempotent retry may emit Change: audit-repair or the missing association delta when it detects that a prior audit-last call committed the catalog but failed before provenance; this records the already-committed state rather than a new user mutation. Audit-last (see "Audit-last for derived catalogs"): emitted only after every catalog write succeeds.
DOCUMENT_REMOVED tools/aidlc-knowledge.ts From sync: the original is gone, so the row is tombstoned and extracted content deleted. The metadata.json tombstone is kept, so a later index rebuild does not resurrect the row as absent Audit-last (see "Audit-last for derived catalogs"): emitted only after every catalog write succeeds.

All three land in the space-level audit shard even when the document is scoped to an intent: a document outlives any intent, and its scope can move later, so filing its provenance under whichever intent happened to be active would split one document's history across shards and make it unreconstructible.

Error and recovery

Event Emitter Trigger
ERROR_LOGGED tools/aidlc-lib.ts (via emitError from every tool's error()) Any tool CLI that calls error(msg) to exit non-zero; best-effort — no-op if no workflow in cwd, guarded against recursion
RECOVERY_COMPLETED tools/aidlc-state.ts acknowledge-compaction --choice <continue|review|restart> called by the conductor after the user answers the compaction-awareness AskUserQuestion

Worktree

Pre-registered for v0.4.0; the three WORKTREE_* rows ship with aidlc-worktree.ts (milestone 7); STATE_* lands in milestone 9 (state fork/merge); AUDIT_* lands in milestone 10 (audit fork/merge). t48 forward check skips rows whose Emitter cell still reads Reserved.

New Worktree path values use .aidlc/worktrees/bolt-<id8>_<slug> and Branch name records bolt-<id8>_<slug> verbatim. <id8> is the intent registry UUID suffix shared with Unit claims; Bolt slug remains unchanged. Retained source refs use refs/aidlc/reviewed-source/<id8>/<slug>/<commit>. See Bolt identity for naming, missing-UUID refusal, and provenance-gated legacy completion.

Event Emitter Trigger
WORKTREE_CREATED tools/aidlc-worktree.ts Audit-first per-Bolt creation records the intent-scoped Worktree path and Branch name, immutable Base commit, Base Source Listing, and portable creating-repo selector (Repo, - for root); private worktree metadata also binds the canonical Git common-dir and adds intentId8 and branch without changing version 1. Swarm prepare additionally stamps intent/Unit/batch/stage/floor provenance (subcommand: create)
WORKTREE_MERGED tools/aidlc-worktree.ts Bolt's worktree merged back to main on gate approval (subcommand: merge)
WORKTREE_DISCARDED tools/aidlc-worktree.ts Bolt's recoverable working-tree snapshot (or remaining branch tip) and reviewed source refs parked under refs/aidlc/parked/<id8>/<slug>/<stamp>/ before audit emission; Repo records the same portable repository selector as creation (- for root), Parked ref records that namespace prefix and Parked commit the snapshot commit or branch tip (- when only reviewed refs remain). The live checkout and branch are then removed (subcommand: discard)
STATE_FORKED tools/aidlc-state.ts State file forked to worktree on Bolt start (subcommand: fork)
STATE_MERGED tools/aidlc-state.ts Worktree's state merged back to main on gate approval; alphabetical-slug tiebreak as defence-in-depth (subcommand: merge)
AUDIT_FORKED tools/aidlc-audit.ts (audit-fork) Audit log forked to worktree on Bolt start; audit-of-intent — emit precedes the byte-copy
AUDIT_MERGED tools/aidlc-audit.ts (audit-merge) Worktree's audit entries appended to main audit on gate approval; per-Bolt entry order preserved, cross-Bolt order reflects merge-completion order. Under the same lock, before any row lands, the review records named by the delta's REVIEW_COMPLETED rows are carried into the main intent record: only for a completion that descends from a REVIEW_REQUESTED row in the same delta, read without following symlinks, refused when hardlinked, oversize, or not hashing to the pinned digest, and never overwriting a record already present with different bytes. A merge that cannot carry a record refuses.

Pre-upgrade legacy bolt-<slug> Bolts retain their old paths, branches, and ref prefixes through merge, discard, and purge; new Bolts never use that shape. doctor reports both. Legacy resolution requires exactly one causal-frontier row among the selected intent's WORKTREE_CREATED, WORKTREE_MERGED, and WORKTREE_DISCARDED rows for the slug. That row must name the legacy worktree path, plus the legacy branch for a creation. Ordering uses timestamps and same-shard append order, not shard filenames; an unreadable shard or ambiguous frontier does not authorize legacy resolution.

A live legacy checkout also needs readable metadata: matching intentRecord permits any of those frontier events, because merge/discard rows record intent, not completed Git operations. Pre-P7 metadata without intentRecord requires an open creation on the frontier; missing, unreadable, or foreign-intent metadata never authorizes that checkout. With no legacy directory, any matching frontier event permits cleanup-only resolution, but destructive verbs still verify Git state. A cleanup-only swarm merge requires a creation row matching its resolved path. Discard checks a remaining legacy branch tip against this intent's latest discard's parked /branch-tip (falling back to /head), refusing a mismatch; if the frontier is a creation, discard has not started and ordinary Git checks apply.

When neither a legacy directory nor durable Git evidence remains, creation uses the namespaced identity. Leftover branches or retained refs instead require discard under their intent before creation. With no evidence for the selected identity, discard refuses if another identity has a same-slug Bolt directory in this checkout; only an absent same-slug directory permits already-discarded. See Bolt identity for the exact refusals. Cleanup refuses to delete a Bolt branch or its retained/parked refs if the branch is checked out outside its own Bolt directory. Stderr names the owner path; the audit records (checked out in another worktree of this repository). Only correctly shaped retained reviewed-source and parked-source refs are eligible for cleanup; unrelated nested or malformed refs are never deleted.

Namespaced and legacy restore/purge both require the selected intent's own WORKTREE_DISCARDED rows to record the exact Parked ref and stamp. An unrecorded requested stamp refuses with parked attempt <stamp> is not recorded by intent <record>; other unrecorded parks are ignored.

Practices

Pre-registered for v0.4.0; emitters land in milestone 8 (stage 2.2 practices-discovery) and milestone 13 (Construction orchestrator runtime).

Event Emitter Trigger
PRACTICES_DISCOVERED tools/aidlc-state.ts practices-event --type discovered Greenfield or brownfield lead draft + three spokes + human interview + lead integration completed; drafts await affirmation
PRACTICES_AFFIRMED tools/aidlc-state.ts practices-promote Team approved practices; content promoted from the intent's inception/practices-discovery/ to aidlc/spaces/<active-space>/memory/team.md and project.md
PRACTICES_OVERRIDE tools/aidlc-state.ts practices-promote (write-failure path) and tools/aidlc-state.ts practices-event --type override (bolt-plan-marker-conflict path) Either promotion failed and the stage remains awaiting approval, or the active-space walking-skeleton stance overrode the current Bolt's marker
PRACTICES_SECTION_EMPTY tools/aidlc-state.ts practices-event --type empty Conductor read a practices section that returned empty; advisory-only, falls back to org defaults

Merge dispatch

Pre-registered for v0.4.0 in milestone 1; emitters land in milestone 13 via the new aidlc-bolt dispatch-event subcommand. The conductor brackets each aidlc-pipeline-deploy-agent dispatch — pre-call INVOKED, post-call RETURNED on successful YAML parse, FALLBACK on timeout / malformed-YAML / low-confidence.

Event Emitter Trigger
MERGE_DISPATCH_INVOKED tools/aidlc-bolt.ts dispatch-event --event MERGE_DISPATCH_INVOKED Conductor dispatched aidlc-pipeline-deploy-agent via Task to determine merge strategy from team practices prose
MERGE_DISPATCH_RETURNED tools/aidlc-bolt.ts dispatch-event --event MERGE_DISPATCH_RETURNED Agent returned parsed YAML with strategy, target branch, confidence, and notes
MERGE_DISPATCH_FALLBACK tools/aidlc-bolt.ts dispatch-event --event MERGE_DISPATCH_FALLBACK Agent timed out or returned malformed YAML; conductor fell back to org defaults — critical observability hook

Sensors

The sensor dispatcher emits the four SENSOR_* events and doctor emits the paired-coverage GUARDRAIL_LOADED row. Write-fired sensors dispatch from PostToolUse on matching paths. Gate-fired sensors dispatch once per existing declared deliverable before initial, revised, or approve-backstop recovered gate entry. A blocking binding proceeds only on a verified pass; findings, unavailable execution, malformed/mismatched verdicts, and budget overruns refuse. An override requires the logged offered choice, a human turn, the exact answer receipt, and matching --user-input; autonomous mode cannot override. Explicit and discovered artifact paths are canonically confined to the stage produce directories. Blocking declarations on write-fired sensors remain advisory in this release.

Event Emitter Trigger
SENSOR_FIRED tools/aidlc-sensor.ts fire Dispatcher invoked a sensor against a stage output from a matching Write/Edit or gate-boundary dispatch
SENSOR_PASSED tools/aidlc-sensor.ts fire Sensor completed and reported no findings (also covers tool-unavailable and script-error fall-through; Note field discriminates)
SENSOR_FAILED tools/aidlc-sensor.ts fire Sensor completed and reported findings; detail file written at <record>/.aidlc-engine/sensors/<stage-slug>/<sensor-id>-<fire-id>.md (in the intent's record dir)
SENSOR_BUDGET_OVERRIDE tools/aidlc-sensor.ts fire Sensor exceeded its configured cap (registry / binding / depth-derived per the three-layer cap model) and was terminated or skipped
GUARDRAIL_LOADED tools/aidlc-utility.ts Guardrail loader resolved the scope-hierarchical guardrail set for the active workflow (org → project → phase → stage); doctor's paired-coverage check reads from this event

Learning loop

Pre-registered for v0.5.0 in milestone 4; MEMORY_EMPTY emitter lands in milestone 8 (aidlc-runtime.ts compile). The §13 Learnings Ritual writes a per-stage memory.md during execution; on stage approval, the runtime-graph compile reads memory.md and emits MEMORY_EMPTY for any stage with zero non-blank entries under the four standard headings. milestone 12's learning-gate tool (aidlc-learnings.ts persist) emits RULE_LEARNED when a kept learning lands as a dated practice entry in aidlc/spaces/<active-space>/memory/{project,team}.md, and SENSOR_PROPOSED when a learning installs a sensor binding (manifest + originating stage sensors: frontmatter). Doctor reads these rows for diary-discipline observability.

Event Emitter Trigger
MEMORY_EMPTY tools/aidlc-runtime.ts Stage approval's runtime-graph compile found memory.md missing or with zero non-blank entries under §13's four headings
RULE_LEARNED tools/aidlc-learnings.ts The learning gate persisted a kept learning as a dated practice entry to aidlc/spaces/<active-space>/memory/{project,team}.md
SENSOR_PROPOSED tools/aidlc-learnings.ts The learning gate scaffolded a project-tier sensor manifest and bound it to the originating stage's sensors: frontmatter

Swarm

The swarm taxonomy has seven events. Six emit from the stateless referee aidlc-swarm.ts: prepare captures the exact stage-attempt token, stamps it into worktree creation metadata, and forks the batch; finalize requires that token to remain current, re-verifies every claimed Unit, snapshots its exact declared record artifacts plus bound source manifest, merges those records and AIDLC metadata, and emits convergence/failure, baton, and batch rows. SWARM_SOURCE_MERGED emits later from aidlc-worktree.ts merge, after the immutable reviewed application source lands in main. It correlates durable worktree provenance with the exact current Bolt, batch, stage, and run floor, then links the main checkout from the stage baseline, the prior attempt's accepted rejection fingerprint, or the previous current-attempt aggregate. Authority-path comparison canonicalizes filesystem aliases. Pre-binding fieldless convergence retains historical branch-merge behavior; modern convergence does not advance routing until its source-merge authority exists. The check subcommand remains advisory and emits nothing. The conductor handles invoke-swarm as an orthogonal directive kind beside the stage mode enum; it does not activate the reserved agent-team mode.

Swarm commands use the session's active workflow. Explicit --intent/--space must name that workflow; a mismatch refuses before mutation or audit emission. Post-finalize source merge recovers the creating repository from durable authority, not the intent: it uses the selected workflow intent. See Bolt identity for the selector refusal.

New SWARM_STARTED resume rows use Resume execution fingerprints for the current executed content, which may not have been newly approved. Readers also accept the legacy Resume approvals field; neither field supplies a new human approval.

Event Emitter Trigger
SWARM_STARTED tools/aidlc-swarm.ts Swarm referee prepare captured the exact attempt, the full attempt-bound Unit obligation set, and forked one batch of dependency-linked Units
SWARM_UNIT_CONVERGED tools/aidlc-swarm.ts A swarm Unit re-verified green and untampered, copied its exact declared record artifacts plus bound source-manifest.json into the main record, and merged its AIDLC metadata back. Unless the row explicitly carries Source Freshness Bypass: true, finalize also verified the configured post-Bolt reviewer receipt, current Source Fingerprint and Unit Source Fingerprint, and the attested raw-aware base-to-worktree footprint against reviewed manifest claims before recording the immutable Source Commit. A bypass row omits those freshness guarantees and requires AIDLC_SKIP_SOURCE_FRESHNESS=1 again at source merge.
SWARM_SOURCE_MERGED tools/aidlc-worktree.ts The exact current-attempt immutable reviewed source landed in the creating repository and extended the aggregate source fingerprint chain. The row carries that immutable Source Commit plus the portable Repo selector; settled completion requires it to match the Unit's latest convergence, requires one row per converged Unit, and verifies the final main checkout.
SWARM_UNIT_FAILED tools/aidlc-swarm.ts A swarm Unit failed the finalize re-verify (not claimed, claimed-but-red, tampered, or missing its configured reviewer receipt)
SWARM_BATON_RETURNED tools/aidlc-swarm.ts A swarm Unit returned the baton to the conductor for orchestrator-mediated coordination
SWARM_COMPLETED tools/aidlc-swarm.ts All Units in the batch finished (converged or failed); batch closed
SWARM_DEGRADED tools/aidlc-swarm.ts AIDLC_USE_SWARM=1 was requested but the Workflow tool was unavailable; the conductor ran the subagent floor

Commit provenance

One enrichment event. aidlc attest anchor records that a commit was observed to land reviewed source claims — one row per involved intent per (commit, repo), deduplicated on re-anchor and skipped when a SWARM_SOURCE_MERGED receipt already binds the same (commit, repo). aidlc attest resolve never reads these rows: attribution is a pure function of committed content, so an unanchored commit resolves identically. See the commit provenance chapter.

Event Emitter Trigger
SOURCE_COMMITTED tools/aidlc-attest.ts (runAnchor — the explicit anchor verb, or the opt-in session-start sweep under AIDLC_SESSION_ANCHOR=1) A commit's changed paths were attributed to reviewed units by an anchor invocation (or by the opt-in session-start sweep)

Every event in the taxonomy is either backed by a real emitter or marked Reserved (v0.4.0 PR N) / Reserved (v0.5.0 PR N) / Reserved (v0.6.0 PR N) for a pre-registered upcoming consumer. The drift test enforces both halves — the Reserved early-skip applies only while the cell literally contains "Reserved"; consumer PRs replace it with the real emitter file path in the same commit they ship the emit call.


Audit-first atomicity

State-mutating commands emit their audit entries before mutating the state file — with two documented exceptions: the audit-of-intent group below (audit first, side-effect second, for outcomes that cannot be checked before emission) and the DocumentKB catalog events (audit last — see "Audit-last for derived catalogs"). Two consequences:

  1. If audit emission fails (lock timeout, disk error, invalid event type), the tool throws before touching state. The state stays at its previous value; audit.md stays clean.
  2. If state writing fails after audit emission, the audit has an "intent" entry but the state didn't move. The drift is visible and diagnosable; --doctor surfaces it.

config-change and both the different-scope and same-scope paths of scope-change use one shared settings applier. Under one withAuditLock, the caller reads the selected state, validates and computes the whole candidate, appends its AuditEntryInput[] through appendAuditEntries in caller-held-lock mode, and writes state once. When either path moves the Guard Policy value, assertChangeControlLedgerWritable runs before any write; both keep the check keyed on a GUARD_POLICY_SET row being in the batch. GUARD_POLICY_SET, GUARD_DISABLED and GUARD_RESTORED fence-switch rows, and CEREMONY_SET rows are built by the utility applier, not separate setter wrappers; lib's appendGuardPolicySetRow remains the emitter for effective memory observations. Only real stored field/source changes produce setting rows or update Last Updated; no-op commands do neither. As with other audit-first mutations, a state-write failure after a successful batch leaves visible audit/state drift, not a silently partial sequence of setting writes.

The case test("65: approve is audit-first ...") in tests/unit/t17.test.ts proves this for approve: chmod'ing audit.md to read-only forces an audit failure and asserts the state file stays at [?] (not [x]). The same invariant holds for gate-start, reject, revise, skip, advance, complete-workflow, reuse-artifact, aidlc-bolt.ts set-autonomy, and aidlc-state.ts fork / aidlc-state.ts merge (the v0.4.0 milestone 9 state fork/merge subcommands — see tests/unit/t76.test.ts for the equivalent chmod-the-lock-dir Part A and chmod-the-target-after-emit Part B proofs).

State fork/merge are deliberately NOT in the audit-of-intent exception below: re-reading and re-writing a state file is idempotent (unlike git worktree add, which leaves the worktree present after a kill-9 between emit and git), so the strict invariant applies cleanly. A failed state write after a successful audit emit becomes a phantom STATE_FORKED row that doctor (v0.4.0 milestone 15) reconciles against the worktree's record-dir aidlc-state.md existence.

Audit-last for derived catalogs (DOCUMENT_INDEXED, DOCUMENT_UPDATED, DOCUMENT_REMOVED)

The DocumentKB events invert the ordering: aidlc-knowledge.ts collects them during a commit and emits them only after index.json, every metadata.json, and every content.md write has succeeded. This is the one place in the framework where audit follows state, and it is a deliberate consequence of the catalog being derived.

Workflow state is authoritative — nothing can rebuild aidlc-state.md, so an audit row recorded ahead of a failed write leaves a phantom entry that --doctor can reconcile against the state file, and that diagnosable drift is the better trade. The DocumentKB catalog is the opposite: it is reconstructible from disk, because sync rebuilds a lost index.json from the surviving per-document metadata.json records, tombstones included. So the two failure modes are not symmetric here:

  • Audit before state (rejected): a DOCUMENT_UPDATED row asserting a revision the catalog never took. Every later reader of the ledger — --doctor, an export, an agent citing provenance — is misled by a change that did not happen, and no rebuild removes the false row.
  • Audit after state (chosen): a committed catalog change with no ledger row. The catalog itself remains authoritative; an idempotent retry rewrites any missing derived metadata and emits a repair row that describes the already-committed source/digest/scope. The missing row is therefore recoverable without inventing a state transition that did not occur.

A missing entry understates what happened; a phantom entry asserts something untrue. For a derived artifact that can be rebuilt, understating is the safer failure. The same reasoning does not extend to any authoritative state file, which is why this exception is scoped to these three events and not generalised.

Audit-of-intent semantics (WORKTREE_*, AUDIT_*, and merge-dispatch MERGE_DISPATCH_INVOKED)

Audit-of-intent semantics apply to side-effects whose outcome cannot be checked before emission — including disk operations (worktree creation / removal, audit byte-copy) and LLM Task dispatch (aidlc-pipeline-deploy-agent). The emitting tool writes the audit entry first, then performs the side-effect. If the side-effect fails after the emit, the tool calls emitError with the slug embedded in the message ([slug=<slug>]); the audit-fork / audit-merge handlers additionally tag failures with [fork-emitted:<timestamp>] so --doctor (v0.4.0 milestone 15) can distinguish "intent recorded, side-effect never landed" from earlier failure modes. For MERGE_DISPATCH_INVOKED, doctor reconciliation matches orphan INVOKED rows to a missing MERGE_DISPATCH_RETURNED or MERGE_DISPATCH_FALLBACK partner via slug + timestamp window (no correlation tag needed because the LLM Task call has no disk artifact to sequence against). appendAuditEntry records an ERROR_LOGGED entry on disk-side-effect failure; doctor reconciles audit drift at observation time.

Event group Emitter Ordering and effects
WORKTREE_CREATED, WORKTREE_MERGED tools/aidlc-worktree.ts Audit emit, then git worktree add or git merge + cleanup
WORKTREE_DISCARDED tools/aidlc-worktree.ts Snapshot and park the head plus all reviewed source refs first; emit the audit row second; force-remove the live checkout, delete its branch, and compare-delete the original reviewed source refs last
AUDIT_FORKED, AUDIT_MERGED tools/aidlc-audit.ts Audit emit, then mkdir -p + copyFileSync of main audit or appendFileSync of worktree-audit delta to main audit
MERGE_DISPATCH_INVOKED tools/aidlc-bolt.ts dispatch-event Audit emit, then Task(aidlc-pipeline-deploy-agent, ...) LLM dispatch — the side-effect is the LLM call itself; success is observed via the matching MERGE_DISPATCH_RETURNED or MERGE_DISPATCH_FALLBACK post-call emit

Discard sets aside tracked and untracked, non-ignored working-tree content with a temporary Git index and commit-tree. Regular files with configured clean filters or working-tree-encoding retain raw bytes, bypassing those transformations. A regular file whose name is not valid UTF-8 and carries a filter, text, eol, ident, or working-tree-encoding attribute (neither unspecified nor unset) cannot be parked. Discard refuses before teardown, leaving the live attempt intact, with this attribute-specific message:

cannot park file with a non-UTF-8 name and a content-transforming attribute (<attr>=<value>): <name>; rename the file or unset its <attr> attribute

Such names without these attributes can be saved normally. All parked copies must exist before WORKTREE_DISCARDED can be emitted; if parking or audit emission fails, teardown does not start. The row's Parked ref names refs/aidlc/parked/<id8>/<slug>/<UTC-YYYYMMDDTHHMMSSZ[-N]>, whose /head points to Parked commit and whose /reviewed-source/<commit> refs preserve the reviewed source evidence. When only the branch remains, /head preserves its ordinary committed blobs and a matching /branch-tip marker is created. Snapshot parks have /snapshot pointing to the same commit as /head and also retain the original branch OID at /branch-tip for cleanup-only retry checks. Discard JSON retains parked_ref and parked_commit and adds parked_stamp (the exact stamp), parked_mode (snapshot, branch-tip, or evidence-only), and parked_repo (null for the project root, otherwise the sibling repository name). When only reviewed source refs remain, the descriptor reports parked_mode: "evidence-only", parked_commit: "-", and the retained ref, stamp, and repository; there is no /head to restore. aidlc engine worktree restore --slug <slug> --parked <stamp> --repo <name|.> --intent <record-dir-name> --space <space> recovers a saved head in an isolated restored checkout; omit --parked to select the latest saved head. Selecting an evidence-only attempt refuses, even with --raw, with no restorable files were parked for <slug> <stamp>; only review evidence was kept. For a saved head it checks the bare --raw flag first, then /snapshot, then /branch-tip. Legacy parks have neither marker for either shape: an unmarked head is a snapshot only if its commit author is exactly AI-DLC, its email is aidlc@localhost, and its legacy subject starts with aidlc: parked bolt-<slug> at. The identity check ignores Git replacement objects; all other unmarked heads are branch tips. Snapshots and explicit --raw write parked blobs byte-exact without smudge/process filters or working-tree-encoding conversions; regular-file blobs stream directly to disk and only symlink targets are buffered. Branch tips use Git's ordinary checkout, applying filters and encoding conversions; a required failing filter fails the restore with Git's message. JSON restore_mode reports raw-requested, snapshot, branch-tip, legacy-snapshot, or legacy-branch-tip, respectively. raw_bytes is true for byte-exact materialization and false for ordinary Git checkout; materialized counts regular files and symlinks only in raw mode and is absent for ordinary checkout. Raw-restored filtered paths may show as modified under their own filter. Submodule gitlinks become empty directories; submodule checkouts are not restored. Ignored untracked files are not backed up; tracked files matching ignore patterns remain included. Git's eol/text=auto normalization during parking is the other explicit exclusion: CRLF bytes normalized at park time are not recoverable, even with --raw.

aidlc engine worktree purge --slug <slug> [--parked <stamp> | --older-than <days>] explicitly removes matching parked refs, including /head, /snapshot or /branch-tip, and reviewed source refs. Without a selector it removes all stamps for the selected intent's Bolt; --parked selects one exact stamp. --older-than accepts nonnegative finite days, including fractions, and selects only attempts strictly older than the threshold. The age comes from the UTC YYYYMMDDTHHMMSSZ timestamp in the stamp, independent of any -N collision suffix and of commit dates; an attempt exactly at the threshold is retained. A strict shared calendar parser rejects impossible dates and times instead of normalizing them. Age-filtered purge preserves unparseable stamps and lists them in skipped_unparseable. Success JSON always includes that array, empty unless --older-than skips unparseable stamps; exact-stamp or all-stamp purge can remove them. --parked and --older-than are mutually exclusive. Purge refuses while a corresponding restored checkout exists or is registered with Git, including moved checkouts. Restore and purge accept --repo <name> for an existing sibling Git repository or --repo . for the project root, independently of the current intent's repo list. An exact restore stamp found in only one repository selects it before generic slug ambiguity. Both WORKTREE_CREATED and WORKTREE_DISCARDED emit Repo: the recorded sibling name, or - for the project root. A discard row preserves this provenance even when its creation row is unavailable. Recovery admits valid Git repositories named in the same slug's creation or discard audit Repo fields even when those sibling names are symlinks: the framework may recover exactly where it recorded the attempt's worktree or parking. That admission is slug-scoped; records for other slugs never widen this slug's repository set. Membership in a current or historical intent's repo list alone cannot admit a symlink. Intent-list candidates and unrecorded discovered siblings must be real immediate child directories whose canonical paths stay directly under the canonical workspace root (isWorkspaceRepoDir); arbitrary paths and symlink aliases without the same-slug audit provenance are refused. Both commands reject unknown and duplicate flags before selection or mutation; --raw is a bare restore-only flag. This does not change live create/discard selectors. Neither command adds an audit event or repurposes the live Bolt path or branch.

Successful bolt abort JSON retains reason: "aborted" and echoes the supplied --reason in the additive abort_reason field; its audit row still records Reason: aborted. The result always includes parked_ref, which is null when nothing was parked, including without --discard. Only a non-null parked_ref adds the saved descriptor's parked_stamp, parked_mode, and parked_repo. For a restorable attempt, restore_operation is an EngineInvocation with route worktree and args ["restore", "--slug", slug, "--parked", stamp, "--repo", repo ?? ".", "--intent", recordDirName, "--space", space]. The repository selector is always present: the sibling name or . when parked_repo is null. The appended recordDirName and space selectors bind the operation to its owning intent, even after the active intent changes. restore_hint is optional human display text rendered from that operation by renderEngineInvocation, with the installed channel's native/source prefix, harness validation, and shell-safe argument quoting. If rendering throws, abort omits the hint and returns the reason in restore_hint_error; the typed operation remains. A missing hint is not an evidence-only classification. Snapshot mode reports parked_excludes: ["ignored files", "eol/text=auto normalization"]; branch-tip mode reports ["uncommitted files (no working tree existed)"] instead. Evidence-only mode keeps all four descriptor fields but omits restore_operation, restore_hint, restore_hint_error, and parked_excludes because no working files could be saved.

If a saved namespace is known but its discard descriptor is missing, the fallback retains parked_ref and derives parked_stamp from its namespace only when the stamp parses strictly; otherwise parked_stamp is null. It sets parked_mode and parked_repo to null: legacy output does not establish either. It omits restore_operation, restore_hint, restore_hint_error, and parked_excludes, rather than guessing a repository, selecting a later attempt, or offering to restore evidence-only refs. Instead, recovery_hint asks the human to run doctor to list set-aside attempts and their exact restore commands. The hint is plain guidance, not an executable operation. Unknown mode does not establish what files were saved, so the conductor must not make that claim or offer restoration. If no namespace was saved, parked_ref is null; parked_stamp, parked_mode, parked_repo, restore_operation, restore_hint, restore_hint_error, parked_excludes, and recovery_hint are absent. Offer restoration only when restore_operation is present. When the human asks for the attempt back, invoke its worktree route through {{INVOKE}} engine worktree <args...>, passing each listed arg exactly as a separate argv argument. Never join args into a shell command, execute the display-only hint, or reconstruct a latest-attempt selection. A rendering error does not withdraw the restoration offer. This changes no abort arguments, command admission, or human-consent requirement. Restoring files later never revives the aborted lifecycle or its review authority.

Doctor lists saved /head entries and actual reviewed source refs informationally, with slug, exact stamp, age in days, mode (snapshot, branch-tip, legacy, or evidence-only), restored checkout ownership, and typed recovery operations with exact --parked <stamp> and explicit --repo <name> or --repo . args, followed by --intent <record-dir-name> --space <space>. Every entry has purge_operation; only restorable entries have restore_operation. Both use route worktree and exact argv args, never a shell program. Optional restore_command and purge_command are safe human display text. If rendering throws, the corresponding command is omitted and restore_command_error or purge_command_error carries the reason while the operation remains. Evidence-only entries have only the purge operation and its command-or-error fields. These entries are neither warnings nor failures. Doctor uses the same slug-scoped recovery repository candidate set described above. A checkout counts as restored only when the owning repository's Git worktree registration resolves to the canonical restore path and names the exact restore/bolt-<id8>_<slug>-<stamp> branch (legacy: restore/bolt-<slug>-<stamp>). legacy in this inventory leaves commit-identity classification to restore. A moved checkout may not appear as restored in the inventory, but purge still checks its Git registration. Doctor and age-filtered purge use the same strict stamp parser; impossible dates or times produce age_days: null in doctor's JSON and unknown in human output rather than a normalized age.

Doctor inventories both namespaced and legacy attempts. Namespaced attempts resolve their owning intent through the registry UUID suffix; legacy attempts require the owner's exact WORKTREE_DISCARDED Parked ref provenance. Unknown or ambiguous owners and unattributed legacy parks are omitted, never authorized through the active intent. Each saved operation carries the owning intent's record-directory name and space.

This is a deliberate departure from the strict audit-first invariant for stage transitions, motivated by the kill-9 / OS-crash window where neither the rollback emit nor ERROR_LOGGED can be guaranteed. The pattern is bounded to the events listed above. STATE_FORKED / STATE_MERGED (milestone 9) deliberately do NOT take this exception — see the previous section for the strict-first rationale (state writes are idempotent, so a failed write surfaces as recoverable drift instead of unrecoverable orphan state). MERGE_DISPATCH_RETURNED / MERGE_DISPATCH_FALLBACK are post-call emits (audit-of-result, not intent — strict-first) and don't take the exception. All other state-mutating commands stay strict-first per the section above.

SWARM_SOURCE_MERGED is post-result authority, not an audit-of-intent row. If the Git merge commit lands but this row cannot be appended, the tool preserves the worktree and returns [merge-succeeded:<sha>] with a non-retryable remedy. Rerunning would merge source twice and is forbidden; restart the stage attempt, or use AIDLC_SKIP_SOURCE_FRESHNESS=1 only after explicit human approval. If the row did land and only later cleanup failed, rerunning the same aidlc-worktree merge detects that authority and performs cleanup only; it never reapplies source or emits a second authority row.

Authority invariants

Two rules govern every artifact the engine reads as authorization: Plan Approval challenges, responses and receipts, reviewer receipts, gate and Unit lifecycle receipts, and the active-directive marker.

A query never writes, and a guard never deletes evidence. next, the Stop hook's next probe, the unit start route check, /aidlc --status, --doctor and team-board are queries. next publishes the directive it returns, and for Plan Approval the question the person is asked, but never an answer or a receipt: only the human-turn hook records the person's answer. The two engine observers (the Stop probe and the route check) write nothing at all, and a typed barrier at the durable write primitives makes an observer that reaches one fail loudly rather than corrupt authority. A guard's only move is to refuse: it does not clear a receipt, a challenge, or a marker to express a refusal. Only an explicit human decision (Request Changes) withdraws a recorded decision, and only the owning tool retires one.

Authority binds to content and attempt, never to issuance identity or event order. A receipt is valid when its target, its content fingerprint, and its stage attempt match the live state. It does not matter which directive presented the question, how many times that directive was re-issued, what revision the marker was on, or which audit shard was written first. Two counter-examples this chapter used to describe, both removed: rotating an authority epoch when a directive was re-issued, so re-asking the engine what to do invalidated an approval nobody had changed; and clearing the Plan Approval runtime directory from a publication path, so a query destroyed the evidence it came to read.

A field the engine ignores when comparing state is a deliberate classification, not an oversight: see the cache-layer projection the active directive binds to, and the contributor question in 11-contributing.md.

Continuation route hints are authenticated. Every load-steering or run-stage marker that stores steering_payload also records steering_payload_receipt, the payload's MAC under the local key. Outside a tracked Copilot attempt, when continue matches no current part, a stateful workflow routes from its state file as a fresh next would, regardless of the stored hint. A stateless run replays the stored scope, stage, and single-run flag only when that recorded receipt verifies. Edited route fields or a legacy marker without the receipt supply no trusted route. With no state file and no verified route, an error directive says the receipt matched no current part and the stored route could not be verified, and asks for a fresh next --scope <scope> --stage <stage> with --single if it was a single run. Tracked Copilot attempts retain their stale-or-superseded receipt error path.

Guard admission and recovery asks

A refusal handled by shared guard admission returns a typed contract: the code, the blocked action, the invariant it protects, one sentence for the human, and the remedies that are executable from the current lifecycle state (in-progress, awaiting-approval, revising, completed, pending, skipped; for a team Unit, the Unit's own gate status). Every remedy carries a closed op from GUARD_REMEDY_OPS in aidlc-lib.ts (present-approval-gate, request-review, start-recovery-review, apply-repairs-then-request, record-verdict, retry-pending, request-changes, finish-revision, redo-jump, restore-or-jump, restart-stage, change-scope, restore-scope, abort-bolt, record-unit-completion, repair-source-boundary, reconfirm-summary, unset-unattended, lower-fence). Routing decisions compare op and never the remedy sentence; the directive contract refuses an unknown op. lower-fence is the one remedy a refusal adds LAST, and only when the refusal is a fence holding. It is a human-input choice carrying no operation or command. Selecting it executes nothing and only tells the person to type /aidlc config set guard.<fence> off ($aidlc config set guard.<fence> off on Codex), so the way past a fence is printed beside the thing that stopped the human instead of living on a reference page.

The human-turn hook applies the person's typed switch at prompt time to the piece of work selected by the message or the hook payload session. A picked lower-fence choice does not lower a fence or the policy word. Memory-held strict refuses first, and unattended runs cannot lower through this path. CLI setters refuse lowering except for an already-set no-op or the fixture/harness-launch presence bypass; no saved switch is consumed by a setter.

The runtime-integrity check refuses recognized direct and indirect tool-call routes to hooks and their records, including paths, environment assignments, inline and wrapper scripts, aliases, shell functions, and written content. A route is a concrete import, require, or execution of a hook module; a script, comment, string, or document that merely names one is not. This is defense in depth: hooks and tool calls run as the same user, so the harness's permission model and the person's review of what the agent runs remain the outer boundary. No in-repo check can provide stronger provenance on today's harnesses.

Operations and interaction. Emitted remedies carry interaction, an action for presentation, requiresHuman, and executableNow. The conductor offers only executable remedies, waits for the human's selection, and follows the selected interaction:

interaction Contract after selection
command Execute the exact returned command, rendered from its structured operation. These reset operations require human selection; selection is sufficient to attempt the command.
human-input Present the action's follow-up and end the turn. Request Changes needs a separate answer to "What should change?"; when it is the only remedy, a reply that does not pick it (and is not a dismissed question) is taken as that answer, so the person is not asked twice, and a later reply replaces it until the reject is submitted. A Scope remedy needs the human's concrete Scope. lower-fence only tells the person to type the exact setter command; selection authorizes and executes nothing.
external-work Perform the described work through its existing protocol and tools. Selection needs no additional feedback turn, but it does not prove that the work succeeded or supply missing arguments.

aidlc-guard-operation.ts defines six operations: {kind: "restart-stage", stage}, {kind: "abort-bolt", unit, slug}, {kind: "lower-fence", fence}, {kind: "reapprove-plan", unit}, {kind: "show-plan-drift", unit} (unit is null for a stage-level plan) and {kind: "record-unit-completion", stage, unit}. The last renders aidlc engine state unit complete --stage <stage> --unit <unit> and is offered, first, when a team Unit's gate is refused UNIT_COMPLETION_MISSING while its work is open: the Unit's artifacts are on disk and only the receipt is missing. unit complete then records the receipt without an earlier unit start, but only once the person picked that remedy on the active ask for the same stage and Unit, and it still refuses when a required artifact is missing. The lower-fence operation remains for PreToolUse admission of the setter's command shape; admission does not permit the CLI to lower a fence on its own, and the lower-fence remedy carries neither that operation nor a command.

A stage restart first resolves its destination and returns the exact jump execute continuation. During unapproved Code Generation, that continuation (native, or bun <harness-dir>/tools/aidlc-jump.ts execute ... in a source install) is admitted only for the current recovery ask's recorded human selection. Its target and Scope must match the selected operation and current state; its redo or backward direction is checked against the effective plan. Forward moves, extra arguments, shell wrappers, and additional work do not receive this exception. The reset produces no Plan Approval receipt. On Copilot, claiming the selected next --stage command temporarily requires rehydration. Its post-tool settlement preserves the consumed choice only for the matching claim, unchanged state, and exact successful restart instruction. The returned jump remains blocked until that delivery completes; unrelated prints or changed state cannot inherit the choice. Restart renders aidlc engine orchestrate next --stage <stage> in a native install; abort renders aidlc engine bolt abort --name <unit> --slug <slug> --reason 'stale review recovery exhausted' --discard. Source installs use bun <harness-dir>/tools/aidlc-orchestrate.ts or bun <harness-dir>/tools/aidlc-bolt.ts with the same arguments. These are templates for documentation: emitted commands contain concrete targets and no unresolved placeholders.

While a recovery ask is open. The Plan Approval hook never refuses the answer to the engine's own question. While a published guard-recovery ask is the active directive and the person has picked a remedy, it admits that remedy's exact operation command, or the engine route that carries out that answer, for the ask's own stage, Unit, and project (no other --project-dir, --intent, or --space), each in its protocol phase (GUARD_REMEDY_ANSWER_ROUTES in aidlc-lib.ts). On the pick: --result revised for finish-revision, --result awaiting-approval for present-approval-gate, log review for the review remedies, and the summary prompt (log decision --checkpoint summary-confirmation) for reconfirm-summary. After the person answers the follow-up: orchestrate report --result rejected with their words for Request Changes, and log answer --checkpoint summary-confirmation for their confirmation. A Scope remedy opens no route: the person types /aidlc --scope <scope>, which runs through next. Before the person picks, the offer alone admits nothing. When the picked remedy's work happens while the question is open (apply-repairs-then-request and finish-revision on the pick, reconfirm-summary once the person confirmed), writes inside the ask's own code-generation record folder go through; a Request Changes revision happens after the reject, under the engine's next directive. Every route keeps its own checks (a reject still re-checks the person's words); source writes wait, with a refusal that says the question is open and that next shows it again.

For PreToolUse admission, the lower-fence operation models the fence setter as aidlc engine config set guard.<fence> off in a native install and bun <harness-dir>/tools/aidlc-utility.ts config-change --guard.<fence> off in a source install, because the native config route is a dispatcher translation onto aidlc-utility.ts. These are setter shapes, not commands emitted by the lower-fence remedy. Approve-again renders testing-posture fingerprint --reapprove (withdrawing the approval the drift invalidated so the first attempt succeeds) and show renders testing-posture verify, both with --unit <unit> or --stage-level, identically in both install modes apart from the prefix.

The conductor must obtain human consent before aborting a Bolt. This conductor-prose-obtained consent remains the abort trust boundary. The Plan Approval hook's exact abort and fence-switch exceptions preserve source/native trusted-tool parity; they do not themselves authenticate consent. The fence setter still refuses lowering except for a no-op or the fixture/harness-launch presence bypass; only the person's typed prompt makes the human-turn hook apply the switch. A mistaken abort with the unchanged --discard argv now parks available files and review evidence rather than irretrievably deleting them. With a restorable descriptor, the returned restore_operation selects the exact saved slug, stamp, and repository, then appends --intent <record-dir-name> --space <space> to bind recovery to the owning intent in a separate checkout, not the aborted lifecycle or its review authority. On a human restore request, invoke its worktree route through {{INVOKE}} engine worktree <args...> with each listed arg exactly as argv, never joined into a shell command. restore_hint is optional human display text only; rendering failure omits it and supplies restore_hint_error without removing the operation or restoration offer. Evidence-only attempts retain their descriptor but omit the restore operation, hint, hint error, and exclusions; doctor offers purge only. A mechanical selection receipt remains a candidate for later hardening; recoverable discard does not change command admission.

Directive validation requires an exact rendering of the operation, including all arguments, and checks its remedy and target: restart matches the ask's stage and restart-stage, redo-jump, or restore-or-jump; abort matches the ask's Unit and abort-bolt, with its concrete slug carried by the operation. Wrappers, added flags, redirections, and trailing commands are not valid remedy commands. The conductor must not reconstruct commands from prose or invent missing arguments. Returned orchestrator directives follow the ordinary directive loop in both native and source mode. The operation module defines and renders these operations; the existing owning tools still enforce lifecycle admission and evidence. Recognizing a recovery command never grants Plan Approval, records a review verdict, or supplies human feedback.

One predicate per guard, shared. The chain of guards for a lifecycle action is listed once (admitStageAction in aidlc-state.ts) and called by both the enforcing handler and the router: report and next run it on the same state snapshot before spawning the state tool, so the router and the tool cannot disagree about a refusal. The attempt as a guard sees it (budget, the single recovery slot, the pending review, and whether summary, review, and source evidence still cover the current bytes) is built in one place, guardAttemptState, from the shared attempt reducer.

Review requests and terminal verdicts share admitReviewSummary in aidlc-log.ts. Both use the Unit's resolved gate and pending-request state when constructing a refusal. Both resolve Change Control at a governed checkpoint and record any relaxed acceptance once, returning its human notice; an invalid policy value or failed acceptance write prevents the review action. If a verdict fails after acceptance was recorded, its JSON error carries change_notices and includes those lines in the error text. The human receives the persisted acceptance notice on that failure; a later retry does not repeat it. A revising stage or Unit can re-confirm a withdrawn summary through its normal question flow. The recovery ask offers that interaction as well as a redo; valid re-confirmation can finish an unchanged pending review without another rejection or a new stage attempt.

One rule for first occurrence, at both sites. A refusal renders as a guard-recovery ask the first time it happens. The router emits it as the directive; an enforcing tool prints the human sentence and then the same ask as the last line of its refusal, which the router parses back into the directive it would have emitted itself. The .aidlc-engine/guard-refusals/ record beside the other gitignored runtime files counts repetitions of one guard state (stage, Unit, lifecycle state, attempt fields, the latest session/workflow/jump/rejection boundary, and the resource fingerprints); it carries no authority, and an observer reads it without writing. A refusal with no executable remedy is still a question: a terminal ask with an empty remedy list that names the situation, and past the repetition cap the guard-state signature for escalation. This shared guard-refusal path emits asks. An ordinary tool failure without that typed ask must be surfaced with its actual error; it is not a recovery directive or a successful operation. The refusal streak counts these guard states, not every tool failure.

The human's selection survives the re-ask. An engine-published guard-recovery ask is stored as an active-directive marker (kind: "ask", ask_type: "guard-recovery"); a hook/tool-printed ask alone does not publish one. The marker carries remedies, the offered op, action, operation (when present), and interaction entries in display order. The human-turn hook records the selection with delivery: consumed, selection_sha256, and selected_op; selected_op is null when the selection is unmatched or ambiguous. Command and external-work selections become guard_recovery_response.status: ready immediately, without a feedback hash. Human-input selections remain awaiting-feedback until a separate human answer supplies feedback_sha256 and changes the status to ready. An unmatched selection authorizes no remedy. For lower-fence, neither the selection nor later recorded feedback lowers anything; the human-turn hook applies only the person's exact typed command, including any validated companion intent settings. A recorded command or external-work selection authorizes only until the next human response; a later prompt before the returned command runs replaces it, while an identical re-recorded response is idempotent. An unmatched answer records no feedback and leaves no admissible restart; the next response is resolved as a fresh selection.

A repeated next preserves that response only when the state, gate, and ordered remedy op, action, structured operation, and interaction still match. A changed target or interaction therefore cannot inherit the old selection. The Stop hook releases the turn on the ask. reject is allowed only after selected_op records request-changes and matching human feedback arrives: --feedback must be that human's own words, compared whitespace-normalized. A paraphrase is refused, and a selection alone is refused with "ask what should change". Legacy consumed responses without selected_op are refused rather than treated as authorization.

After upgrading from a runtime whose recovery marker stored only op and action, an in-flight ask is reissued once to obtain the structured operation and interaction. Repeat the selection and any requested feedback; an older selection is not treated as authority for the new contract.

The ask names the blocked target, so it may carry a Unit; the reject names the gate the report path allows, which is --unit <name> under Unit Ownership: team and the stage alone under solo ownership (where --unit is refused). The binding follows that same rule: team compares stage and Unit, solo compares the stage. The gate's "Request Changes" choice is matched tolerant of case, an option prefix, quotes, and trailing punctuation, and one (Recommended) label decorator is accepted inside or outside those quotes and punctuation. The Approve, Request Changes, and Accept as-is labels each accept one trailing (Recommended) decorator, case-insensitively; Approve and Accept as-is are otherwise matched exactly apart from surrounding whitespace. The engine's Plan Approval question reads the human's reply in their own words instead (see the Plan Approval guard in 06-hooks-and-tools.md): a named option or a change request always counts, and a plain yes counts when it is the first reply after the question is shown or is picked in the picker asking that question. The legacy Kiro IDE path's answer --checkpoint plan-approval --details still requires Approve Plan or Request Changes.

Forbidden patterns

Don't emit audit events from LLM prose. The following anti-patterns are the reason this refactor exists:

  • bun .claude/tools/aidlc-audit.ts append WORKFLOW_STARTED ... as a step in SKILL.md — replaced by the tool emitting it internally
  • **Event**: STAGE_COMPLETED markdown block written by a stage file — events only come from appendAuditEntry in a tool or hook
  • Freeform ## Artifact Update sections written by hooks — replaced by canonical ARTIFACT_CREATED / ARTIFACT_UPDATED
  • cat >> <record>/audit/<host>-<clone>.md (or a Write/Edit of a shard) from stage prose: the state-transition and plan-approval guards refuse any write into <record>/audit/ from the model's tools; free-form notes go through aidlc engine audit append-raw

The public CLI enforces the sharpest slice of this mechanically: append / append-batch refuse the authority-bearing receipts the engine's guards read as authorization evidence (STAGE_COMPLETED, HUMAN_TURN, GATE_APPROVED, GATE_REJECTED, QUESTION_ANSWERED, PLAN_APPROVAL_RECORDED, REVIEW_REQUESTED, REVIEW_COMPLETED, PIPELINE_LINK_COMPLETED, ARTIFACT_REUSED, SWARM_STARTED, SWARM_UNIT_CONVERGED, AUTONOMY_MODE_SET, UNIT_OWNERSHIP_SET, UNIT_GATE_RHYTHM_SET, UNIT_STARTED, UNIT_PAUSED, UNIT_RESUMED, UNIT_COMPLETED, UNIT_MERGED, the three DOCUMENT_* provenance events, the commit-provenance anchor SOURCE_COMMITTED, and the setting provenance CEREMONY_SET — the CLI_PROTECTED_EVENT_TYPES set in aidlc-audit.ts), every field name must match a strict printable single-line label grammar (and Event remains reserved), values have line terminators escaped, and append-raw refuses taxonomy event lines or line-breaking headings. The structured renderer exclusively owns Timestamp and Event, so every block it writes contains exactly one of each; free-form append-raw blocks sit outside that guarantee (they carry the emitter's **Timestamp**: line, no **Event**: line, and a verbatim body). Timestamp remains accepted by generic --field parsing for compatibility, but a supplied value is intentionally ignored; park/unpark and other owning tools do not pass it. Historical shards are not rewritten: block-aware readers need no migration, while flat readers must split on --- and use the first emitter-owned timestamp in each block or deduplicate older duplicate timestamp fields. Owning tools and hooks emit through the library import (appendAuditEntry), which the floor does not touch. Test fixtures that simulate owning emitters set AIDLC_ALLOW_DIRECT_AUDIT_EVENTS=1.

The drift test at tests/integration/t48-audit-event-emitters.test.ts catches drift between this chapter's tables and the code: every event in the tables must have a matching canonical emission in a declared emitter file, including rows built for appendAuditEntries, and every emission call site in the codebase must appear in the tables. The test also guards against deleted events being resurrected and against pairing invariants (e.g., handleApprove must emit both GATE_APPROVED and STAGE_COMPLETED).


Same-commit rule

When you change state-machine behavior, update both the code and this chapter in the same commit. The rule catches itself via the drift test, but the cost of fixing drift after the fact (chasing down who owns which event across three files) is much higher than updating one table.

Specifically: - Adding an event → add to VALID_EVENT_TYPES in aidlc-audit.ts, add the emitter, add to the appropriate table above. - Deleting an event → remove from VALID_EVENT_TYPES, remove emitter, remove the row here, grep the codebase for any stale prose or tests. - Renaming an emitter file → update the Emitter column in every table row that points at it. - Adding an input to a fingerprint, an epoch, or a receipt identity → name the human-visible change that input detects, in the table row here and in the Authority Policy checklist in 11-contributing.md. An input no human action changes does not belong in an identity.


Known limitations

  • Multi-project sessions. Claude Code doesn't fire a hook on cd within a session, so if a user runs /aidlc in project A and then cds to project B, the session hooks won't re-fire against B's audit.md. Session events may not perfectly reflect every workspace switch. This is a Claude Code limitation, not an AI-DLC design flaw.

  • Orchestrator — how /aidlc --status, session check, and the resume path consume state-machine signals.
  • Stage Protocol — the stage-level behavioral contract, including the approval-gate UX that drives [?] / [R] transitions.
  • Hooks and Tools — hook lifecycle, CLI tool reference, and the audit-event catalog.
  • Testing — how the drift test works and when to run it.

Stage result validity projection

A completed checkbox records execution history. It does not prove that the result still matches the runtime artifact instances captured at completion. Execution state and result validity are therefore separate concepts.

Each main-workflow STAGE_COMPLETED event may carry a schema-3 Validation Basis. Runtime resolution remains concrete and instance-aware: the active Bolt DAG expands per-unit artifacts, produces_kinds filters unit kinds, and the artifact-vocabulary filename mapping resolves collision-safe names such as build-test-results -> test-results.md.

The audit receipt remains compact because the current projection is stage-level, not Unit-level. For each receipt-recorded canonical artifact it records the producer, required flag, instance/present counts, a structure hash over resolved path/unit/kind tuples, and a content hash over the corresponding file states.

Before normal next routing, the orchestrator recomputes each tracked basis. A mismatch projects the completed stage as stale. Downstream propagation uses artifact inputs actually recorded by completed consumers, not every possible static optional consumes declaration. A missing optional input therefore creates no edge; if it later appears, the consumer's own aggregate basis changes and becomes stale.

The basis is captured when STAGE_COMPLETED is reported. It does not prove which bytes the stage read while executing. "Observed dependency" means an input recorded in the completion receipt; changes before capture become the baseline, while later changes can be detected.

Schema-2 and earlier receipts remain untracked until normal re-completion. Schema 2 cannot distinguish its former zero-instance resolution from the stage-level zero-Unit resolution, so treating it as advisory avoids reporting unchanged in-flight workflows as stale after an upgrade.

requires_stage is not treated as an invalidation edge because the current v2 schema uses it for both semantic dependency and ordering. An explicit edge kind would be required before it can safely participate in validity propagation.

The projection remains read-only and advisory. next keeps its normal directive kind and adds a machine-readable stage_validity field for stale, revalidation, or unavailable results. Untracked-only histories appear in /aidlc --status rather than every next. The suggested recovery is /aidlc --stage <earliest-affected-stage>, but this release does not enforce it. Schema-1, receipt-less, and capture-failed histories remain untracked/fail-open until a normal re-completion writes schema 2. The scope is AI-DLC Markdown artifact validity; source-code, Git-tree, CI, deployment, and external-system validity require separate ownership and observation contracts.

Receipt lookup starts at the latest WORKFLOW_STARTED event in the selected intent audit. Historical ledgers from releases that supported forced re-init may contain a new boundary from a forced re-init in those releases; completions before that boundary read as untracked and fail open until their stages complete again.

Artifact resolution follows the approved workflow plan for per-Unit stages. When Units Generation is skipped, including express and recomposed zero-Unit plans, validity resolves one stage-level artifact instance under <record>/construction/<stage>/ and does not inspect a Bolt DAG or stale per-Unit directories. When Units Generation executes, normal Bolt DAG expansion and the legacy no-DAG directory fallback remain unchanged. Missing or ambiguous plan state makes receipt capture or inspection unavailable with a non-blocking warning rather than reporting false drift.